Chapin Gateway Asset Management, L.L.C. (Fairfield)

Chapin Gateway Asset Management, L.L.C. is a large advisory firm based in Fairfield. It manages $57.28 million of regulatory assets for 112 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdiction of Connecticut.

Chapin Gateway Asset Management, L.L.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Chapin Gateway Asset Management, L.L.C: assets under management

The assets under management (AUM) of Chapin Gateway Asset Management, L.L.C. is $57.28 million. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $53.72 million in discretionary accounts and $3.57 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $506.78 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $594.19 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Chapin Gateway Asset Management, L.L.C. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Chapin Gateway Asset Management, L.L.C.

Ronald Alan Sages has been acting as President since 1 Nov 2002. Inc. Chapin Asset Management joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Chapin Asset Management	Member	1 Nov 2002	50% - 75%	105999
Inc. Gateway Asset Management Co.	Member	1 Nov 2002	50% - 75%	108804
Ronald Alan Sages	President	1 Nov 2002	Other	2365133
Jack Nathan Bonne	Chairman of the board	1 Nov 2002	Other	1673471

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Jack Nathan Bonne	Owner/president	1 Jun 1987	75% - 100%	1673471
Ronald Alan Sages	Owner/president	1 Oct 1992	75% - 100%	2365133

Based in Fairfield

The principal office where Chapin Gateway Asset Management, L.L.C. performs its advisory services is located at 303 Linwood Avenue, Fairfield, CT 06824 4900, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-255-9993 or by fax 203-255-8896. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday.