Henderson Investors North American Inc (Hartford)


Henderson Investors North American Inc is a large advisory firm based in Hartford. It manages $1.09 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Illinois.

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Henderson Investors North American provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Investors North American: assets under management

The assets under management (AUM) of Henderson Investors North American Inc is $1.09 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson Investors North American Inc for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson Investors North American Inc

Douglas George Denyer has been acting as President since 1 Apr 1999. Sean Micheal Thomas Dranfield joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
B.V. Henderson Investors International Holdings 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Charles Henry Wurtzebach Chief investment officer / director 1 Apr 1999 Other 4127186
Douglas George Denyer Vice-president/treasurer/director 1 Apr 1999 Other 4045640
David Robert Mcwhorter Secretary / director 1 Apr 1999 Other 2788885
John Partridge Director 1 Apr 1999 Other 4363376
Jeanpierre Rachmaninoff Executive officer 1 May 1999 Other 2724610
Peter Hodgett Director 1 Dec 1999 Other 4363373
Brian Carl Booker Executive officer 1 Feb 2000 Other 4165474
Sean Micheal Thomas Dranfield Director 1 Apr 2000 Other 4363137

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Henderson Administration International Holdings Ltd. 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Henderson Plc 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Amp Invest Plc 100% shareholder 1 Apr 1999 75% - 100% foreign entity
Pearl Assurance Plc 100% owner 1 Apr 1999 75% - 100% foreign entity
Pearl Assurance Group Holdings Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Pearl Group Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Michie European Holdings Bv 89.3% owner 1 Apr 1999 75% - 100% foreign entity
Oyster Overseas Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Oyster Holding Co. Limited 100% owner 1 Apr 1999 75% - 100% foreign entity
Amp (Uk) Plc 100% owner 1 Apr 1999 75% - 100% foreign entity

Based in Hartford

The principal office where Henderson Investors North American Inc performs its advisory services is located at 1 Financial Plaza, 19 Th Floor, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-723-8600 or by fax 860-723-8601. The normal business hours are 9am to 5pm on Monday - Friday. You can find more information about the New York firm at www.hendersonna.com.