Steelriver Infrastructure Management Us LLC (Sausalito)


Steelriver Infrastructure Management Us LLC is a large advisory firm based in Sausalito. It manages $3.8 billion of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of California, New York, and Texas.

Steelriver Infrastructure Management Us provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Steelriver Infrastructure Management Us: assets under management

The assets under management (AUM) of Steelriver Infrastructure Management Us LLC is $3.8 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.8 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.9 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Steelriver Infrastructure Management Us LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steelriver Infrastructure Management Us serves?

The only and largest group of clients of Steelriver Infrastructure Management Us is pooled investment vehicles with 2 clients and $3.8 billion of assets under management. Among the 4 most similar advisory firms, Steelriver Infrastructure Management Us has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $3.8 billion for 2 clients. None of the firm’s clients are foreign persons or businesses.

Steelriver Infrastructure Management Us also advises several private funds. Namely, two private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $10,000,000.

Careers at Steelriver Infrastructure Management Us LLC

The company employs 21 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steelriver Infrastructure Partners Lp joined the executive team most recently as the Limited Partner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christopher Patrick Kinney Chief executive officer 1 Jun 2007 Other 2685547
Kenneth Armand Pereira Chief financial officer 1 Aug 2007 Other 5458591
Michael J Cyrus Chief operating officer 1 Feb 2008 Other 5504072
Dennis Thomas Mahoney Partner 1 Feb 2008 Other 1791916
Clifford William Losh Chief legal officer/chief compliance officer 1 Feb 2008 Other 4313820
Steelriver Management Holdings Llc Managing member - ifna management llc (relying adviser) 1 Apr 2009 75% - 100% 26-4624077
Steelriver Operations Lp Managing member 1 May 2009 75% - 100% 27-0843154
Nmh Serviceco Llc Managing member 1 May 2009 75% - 100% 26-4623603
Llc Steelriver Services Managing member 1 May 2009 75% - 100% 26-4623603
Steelriver Infrastructure Partners Lp General partner - steelriver operations lp (relying advisor) 1 Aug 2009 75% - 100% 27-0843154
John Francis Mcguire Chief legal officer / chief compliance officer 1 Nov 2014 Other 6431666

Indirect Owners

The SEC currently registers 11 indirect owners.

Name Entity Date acquired Ownership Employer ID
Dennis Thomas Mahoney Limited partner 1 Apr 2009 25% - 50% 1791916
Steelriver Services Llc General partner 1 Apr 2009 Other 26-4623603
Steelriver Services Llc General partner 1 May 2009 75% - 100% 26-4623603
Christopher Patrick Kinney Manager 1 May 2009 25% - 50% 2685547
Dennis Thomas Mahoney Manager 1 May 2009 25% - 50% 1791916
John Hancock Life Insurance Company (U.S.A.) Member 1 May 2009 50% - 75% 26-4624016
Steelriver Infrastructure Partners Lp Member 1 May 2009 50% - 75% 26-4623903
Christopher Patrick Kinney Manager 1 Oct 2011 50% - 75% 2685547
Llc Cpk Steelriver Holdings I Limited partner 1 Oct 2011 25% - 50% 45-4852223
Christopher P. Kinney 2012 Family Trust Member; trustee is ivan taback 1 Oct 2011 25% - 50% 35-6929172
Steelriver Infrastructure Partners Lp Limited partner 1 Jun 2019 75% - 100% 26-4623903

Based in Sausalito

The principal office where Steelriver Infrastructure Management Us LLC performs its advisory services is located at One Harbor Drive, Sausalito, CA 94965, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-291-2200 or by fax 415-291-2250. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at steelriverpartners.com.