Cfse Wealth Management, Inc. (Winter Park)

Name: Cfse Wealth Management, Inc.
Address: 1400 W Fairbanks Ave, Winter Park, FL, 32789
Telephone: 407-629-7008

Cfse Wealth Management, Inc. is a large advisory firm based in Winter Park. It manages $208.4 million of regulatory assets for 180 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Florida.

Cfse Wealth Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cfse Wealth Management: assets under management

The assets under management (AUM) of Cfse Wealth Management, Inc. is $208.4 million. The firm's AUM has grown by 206% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $208 million in discretionary accounts and $400 thousand in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.22 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $40 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cfse Wealth Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, commissions, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cfse Wealth Management, Inc.

James Ferrell has been acting as President since 1 Feb 1996. Nancy Kathryn Miller joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lawrence J Chastang	Vice president	1 Feb 1996	25% - 50%	4077888
James Ferrell	President	1 Feb 1996	25% - 50%	2776651
Lorianne Rowe Sims	Treasurer	1 Feb 1996	Other	4358462
Leslie Warren Warren	Secretary	1 Feb 1996	Other	4358465
James William Ferrell	President	1 Feb 1996	75% - 100%	2776651
Leslie Warren Eiserman	Secretary	1 Apr 1996	Other	4358465
Crystal Simmons Garner	Vice president	1 Nov 1996	Other	4553727
Jerker John Alexander Kallebo	Vice president	1 Oct 1998	Other	4358471
Bruce David Kelvington	Vice president	1 May 2000	Other	4561725
Bruce Daryl Kelvington	Vice president	1 May 2000	Other	4561725
John David Newstreet	Compliance	1 Nov 2001	Other	4511804
Nancy Kathryn Miller	Vice president	1 Dec 2003	Other	4553458
Stephen Thomas Lee	Chief compliance officer	1 Dec 2003	Other	4767940

Based in Winter Park

The principal office where Cfse Wealth Management, Inc. performs its advisory services is located at 1400 W Fairbanks Ave, Winter Park, FL 32789, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 407-629-7008 or by fax 407-629-7516. The normal business hours are 8.30 a.m - 5.30 p.m on Monday - Friday. You can find more information about the New York firm at www.cfseonline.com.