Strategic Capital Allocation Group, L.L.C. (Boston)

Name: Strategic Capital Allocation Group, L.L.C.
Address: 800 Boylston Street, Boston, MA, 02199
Telephone: 617-450-9300

Strategic Capital Allocation Group, L.L.C. is a large advisory firm based in Boston. It manages $2.5 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Massachusetts and New York.

Strategic Capital Allocation Group, L.L.C provides portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and investment consulting & strategy. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as see schedule d, page 5.

Strategic Capital Allocation Group, L.L.C: assets under management

The assets under management (AUM) of Strategic Capital Allocation Group, L.L.C. is $2.5 billion. The firm's AUM has grown by 145% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.3 million in discretionary accounts and $2.5 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $471.43 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.5 billion.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strategic Capital Allocation Group, L.L.C. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ashish Sadashiv Kulkarni serves?

The firm provides services to other investment advisers and high net worth individuals. The largest group of clients of Ashish Sadashiv Kulkarni is other investment advisers with 1 clients and $2.5 billion of assets under management. Among the 6 most similar advisory firms, Strategic Capital Allocation Group, L.L.C has the highest percentage of other investment advisers out of all clients.

The amount of regulatory assets under management is $2.5 billion for 8 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Strategic Capital Allocation Group, L.L.C doesn't advise any private funds.

Careers at Strategic Capital Allocation Group, L.L.C.

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Ashish Sadashiv Kulkarni has been acting as President since 1 Sep 2008. Ryan William Spagnolo joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brian Alan Hunter	Managing director, ceo	1 Sep 2001	75% - 100%	1352808
William Harvey Marvel	Director, cfo	1 Sep 2001	Other	2301461
Alianna Lynn Inzana	Cco	1 Sep 2001	Other	3059726
Pamela Jean Destefano	Director - performance evaluation	1 Dec 2002	Other	1417921
Ashish Sadashiv Kulkarni	Director - financial engineering	1 Jan 2003	Other	4627877
Debra Ellen Bell	Director - client management services	1 Jan 2003	Other	2911543
Andrew Albert Ashley	Director - due diligence	1 Mar 2003	Other	4649456
Pamela Jean Destefano	Chief compliance officer & director - performance evaluation	1 Oct 2004	Other	1417921
Nyetmee Lee	Director - client management	1 Jan 2006	Other	4674108
Ryan Kent Hunter	Director - due diligence	1 Jan 2006	Other	4238646
Brian Alan Hunter	Managing partner, ceo & cio	1 Jan 2007	75% - 100%	1352808
Pamela Jean Destefano	Chief compliance officer, director - performance measurement, co-head of client services	1 Jan 2007	Other	1417921
Ashish Sadashiv Kulkarni	Co-head of global investment strategy, managing director - risk management	1 Jan 2007	Other	4627877
Nyetmee Lee	Director - operations, co-head of client services	1 Jan 2007	Other	4674108
Ryan Kent Hunter	Co-head of global investment strategy, managing director - investments	1 Jan 2007	Other	4238646
Brian Alan Hunter	Chief compliance officer, ceo and managing director	1 Sep 2008	75% - 100%	1352808
Ashish Sadashiv Kulkarni	Director	1 Sep 2008	Other	4627877
Laurent Laskowski	Vice president	1 Jan 2011	Other	5929078
Ryan William Spagnolo	Vice president	1 Dec 2015	Other	6573400
Laurent Laskowski	Director	1 Dec 2015	Other	5929078

Based in Boston

The principal office where Strategic Capital Allocation Group, L.L.C. performs its advisory services is located at 800 Boylston Street, Boston, MA 02199, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-450-9300 or by fax 617-450-9399. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at scagrp.com.