Qa3 Financial LLC (Omaha)

Name: Qa3 Financial LLC
Address: One Valmont Plaza, 4 Th Floor, Omaha, NE, 68154 5203
Telephone: 402-964-3702

Qa3 Financial LLC is a large advisory firm based in Omaha. It manages $461.87 million of regulatory assets for 4,029 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Qa3 Financial provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, pension consulting services, and security ratings or pricing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Qa3 Financial: assets under management

The assets under management (AUM) of Qa3 Financial LLC is $461.87 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 401% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $461.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $114.64 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Qa3 Financial LLC for their services and products based on a percentage of assets under management, hourly charges, subscription fees, fixed fees, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Qa3 Financial LLC

Steven Francis Sanduski has been acting as President since 1 Dec 1999. Stephen Kent Wild joined the executive team most recently as the Ceo And Cco.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stephen Kent Wild	Manager/100% owner of financial continuum	1 Sep 1955	Other	466804
Llc Financial Continuum	100% owner of qa3 financial, llc	1 Sep 1998	75% - 100%	47-0673862
Steven Francis Sanduski	President	1 Dec 1999	Other	1504077
Ted Robert Grennan	Controller	1 Jan 2000	Other	4153175
Stephen Kent Wild	Chairman	1 Jan 2000	75% - 100%	466804
Theodore Aarron Lange	President	1 Mar 2001	Other	301984
Rita Marie Cahoy	Vice president, operations & compliance	1 Mar 2001	Other	2219358
Theodore Aaron Lange	Ceo	1 Mar 2001	Other	301984
Stephen Kent Wild	Manager/100% owner of qa3, llc	1 Jun 2003	75% - 100%	466804
Llc Qa3	100% owner of qa3 financial, llc	1 Jun 2003	75% - 100%	47-0673862
Gregory Paul Bolton	Secretary	1 Aug 2005	Other	4194519
Teri Sue Shepherd	Treasurer	1 Aug 2005	Other	4445815
Thomas Gerard Zielinski	Cco	1 Jan 2006	Other	1180384
Daniel Patrick Tobin	Vice president	1 Dec 2006	Other	3239146
Heidi Ann Meyer	Vice president	1 Feb 2007	Other	1391148
Nancy S Drennen	Vice president	1 Mar 2008	Other	5414982
Heather Jill Jansen	Vp - treasurer	1 Jan 2010	Other	5300554
Deric Justin Wild	Vice president advisory services	1 Jun 2010	Other	3180561
Stephen Kent Wild	Ceo and cco	1 Feb 2011	Other	466804

Based in Omaha

The principal office where Qa3 Financial LLC performs its advisory services is located at One Valmont Plaza, 4 Th Floor, Omaha, NE 68154 5203 The mailing address of the firm is One Valmont Plaza 4 Th Fl, Omaha, NE 68154. An additional office of the firm is in Sarasota, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 402-964-3702 or by fax 402 964-3800. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.qa3.com.