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Sterne, Agee & Leach, Inc. (Birmingham)


Sterne, Agee & Leach, Inc. is a large advisory firm based in Birmingham. It manages $217.15 million of regulatory assets for 724 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arkansas, Florida, and 11 other states.

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Sterne, Agee & Leach provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Sterne, Agee & Leach: assets under management

The assets under management (AUM) of Sterne, Agee & Leach, Inc. is $217.15 million. The firm's AUM has grown by 364% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $204.09 million in discretionary accounts and $13.06 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $345.91 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $97.45 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sterne, Agee & Leach, Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Birmingham

The principal office where Sterne, Agee & Leach, Inc. performs its advisory services is located at 800 Shades Creek Parkway, Birmingham, AL 35209, which is also the mailing address of the firm. An additional office of the firm is in Little Rock, AR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205-949-3500 or by fax 205-949-3607. The normal business hours are 8:00am to 5:00pm cst on Monday - Friday. You can find more information about the New York firm at www.sterneagee.com.


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