Sharpvue Capital, LLC (Raleigh)

Sharpvue Capital, LLC is a large advisory firm based in Raleigh. It manages $174 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of North Carolina.

Sharpvue Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sharpvue Capital: assets under management

The assets under management (AUM) of Sharpvue Capital, LLC is $174 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $174 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $24.86 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sharpvue Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sharpvue Capital serves?

The only and largest group of clients of Sharpvue Capital is pooled investment vehicles with 7 clients and $174 million of assets under management. Among the 7 most similar advisory firms, Sharpvue Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $174 million for 7 clients. None of the firm’s clients are foreign persons or businesses.

Sharpvue Capital also advises several private funds. Namely, four real estate funds and three private equity funds. The minimum investment commitment required of non-related persons ranges from $50,000 to $100,000.

Careers at Sharpvue Capital, LLC

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Geremy Edwin Connor has served as the Chief Investment Officer since 1 Mar 2016. Llc Curi Capital joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Mmic Investment Holdings	Shareholder	1 Jul 2015	75% - 100%	46-4419941
Matthew Himat Mongia	Chief compliance officer	1 Jul 2015	Other	2346888
Lee Harriss Roberts	Managing director	1 Feb 2016	Other	2897158
Geremy Edwin Connor	Managing director/chief investment officer	1 Mar 2016	Other	5876088
Daniel Michael Diamond	Chief compliance officer	1 Jun 2017	Other	6823360
Llc Curi Capital	Member	1 Jun 2019	75% - 100%	84-1945910
Kathleen Elizabeth Keating	Chief compliance officer	1 Jun 2019	Other	4586262
Mark Nicholas Paccione	Chief operating officer	1 Jun 2019	Other	4775789
Lee Harriss Roberts	Managing director/chief compliance officer	1 Jun 2019	50% - 75%	2897158
Douglas Arthur Vaughn	Managing partner	1 Jun 2019	50% - 75%	7146784

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Medical Mutual Holdings	Shareholder	1 Jul 2015	75% - 100%	46-4414046
Llc Project 216 Acquisition	Member	1 Jun 2017	25% - 50%	82-1107823
Curi Inc.	Shareholder	1 Jun 2019	50% - 75%	46-4414046
Llc Mai Capital Management	Shareholder	1 Jun 2019	50% - 75%	109807

Based in Raleigh

The principal office where Sharpvue Capital, LLC performs its advisory services is located at 700 Spring Forest Road, Raleigh, NC 27609, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 919-890-0515. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.