T.Leavell & Associates, Inc (Mobile)

Name: T.Leavell & Associates, Inc
Address: 150 Government St, Mobile, AL, 36602
Telephone: 251-433-3709

T.Leavell & Associates, Inc is a large advisory firm based in Mobile. It manages $868.83 million of regulatory assets for 689 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Florida, Georgia, and 5 other states.

T.Leavell & Associates provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

T.Leavell & Associates: assets under management

The assets under management (AUM) of T.Leavell & Associates, Inc is $868.83 million. The firm's AUM has grown by 52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $853.66 million in discretionary accounts and $15.17 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.26 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.52 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay T.Leavell & Associates, Inc for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at T.Leavell & Associates, Inc

Thomas Leavell has been acting as President since 1 Jul 1979. Michael John Hofto joined the executive team most recently as the Cfo / Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Leavell	President	1 Jul 1979	Other	2298076
Thomas Wayne Leavell	President	1 Jul 1979	Other	2298076
Kenneth Parker Pulliam	Vice president	1 Sep 1981	Other	2283236
Dorothy Gambill	Secretary/treasurer	1 May 1984	Other	2331502
Capital Management Corporation	Shareholder	1 Feb 1985	75% - 100%	63-0896873
Richard Mitchell	Executive v.p./compliance officer	1 Jan 1988	Other	2134844
Barbara A. Leavell	Director	1 Mar 1995	Other	4862192
Barbara Kaiser Leavell	Director	1 Mar 1995	Other	4862192
Timothy Seale Healey	Executive vice president	1 Jul 2004	Other	2306714
Katherine M. Mcginley	Chief compliance officer	1 Jul 2004	Other	2765965
Katherine Mehlburger Mcginley	Chief compliance officer	1 Jul 2004	Other	2765965
Margaret H. Alves	Chief compliance officer	1 Feb 2006	Other	5110344
Andrew A Saunders	Director	1 Apr 2006	Other	5293644
W Allen Cox	Director	1 Apr 2006	Other	5293645
Janet Riddle Hayes	Executive vice president / coo / cmo / shareholder / director	1 Sep 2006	Other	2739602
Michael Clay Teel	Senior vice president / shareholder	1 Dec 2006	Other	3120622
Mary Shannon Hope	Vice president / shareholder	1 Dec 2006	Other	4811732
Richard Eland Anthony	Vice president / shareholder	1 Dec 2006	Other	4592145
Richard Moore Stimpson	Vice president / shareholder	1 Dec 2006	Other	1714381
Andrew Scott Midkiff	Vice president / shareholder	1 Dec 2006	Other	4346405
John Miles Williams	Vice president	1 Jun 2007	Other	1447299
Michael John Hofto	Cfo / director	1 Sep 2007	Other	1347940

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Leavell	Shareholder	1 Feb 1985	75% - 100%	2298076
Thomas Wayne Leavell	Shareholder	1 Feb 1985	75% - 100%	2298076
Richard Mitchell	Shareholder	1 Jul 1988	25% - 50%	2134844
Dorothy Gambill	Shareholder	1 Jul 1988	25% - 50%	2331502

Based in Mobile

The principal office where T.Leavell & Associates, Inc performs its advisory services is located at 150 Government St, Mobile, AL 36602 The mailing address of the firm is P.O. Box 1307, Mobile, AL 36633. An additional office of the firm is in Birmingham, AL. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 251-433-3709 or by fax 251-433-3723. The normal business hours are 8:30 - 4:30 on Monday - Friday. You can find more information about the New York firm at www.tleavell.com.