Swiss Re Portfolio Advisors Corporation (New York)

Swiss Re Portfolio Advisors Corporation is a mid-sized advisory firm based in New York. It manages $62.56 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2006.

Swiss Re Portfolio Advisors Corporation provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Swiss Re Portfolio Advisors Corporation: assets under management

The assets under management (AUM) of Swiss Re Portfolio Advisors Corporation is $62.56 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -69% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $62.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $62.56 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Swiss Re Portfolio Advisors Corporation for their services and products based on fixed fees and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Swiss Re Portfolio Advisors Corporation

Danyal None Ozizmir has been acting as President since 1 Sep 2006. Timothy Patrick Gillen joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Danyal None Ozizmir	Director	1 Sep 2006	Other	1613466
John Dennis Powers	Director	1 Sep 2006	Other	2313443
Michael John Santangelo	Director, president & head of finance	1 Sep 2006	Other	4705334
Judith Linda Prager	Svp, corporate secretary, chief compliance officer	1 Sep 2006	Other	726910
Robert Joseph Spuler	Svp, head of operations	1 Sep 2006	Other	4917157
Swiss Reinsurance America Holding Company	Shareholder	1 Nov 2006	75% - 100%	13-2761364
Swiss Re America Holding Corporation	Shareholder	1 Nov 2006	75% - 100%	13-2761364
Michael Terrence Mcguire	Chief compliance officer	1 Mar 2008	Other	2267871
Daniel Gerard Troy	Director	1 Jun 2009	Other	2750665
Andreas Edmund Gocksch	Director	1 Dec 2009	Other	2441735
Urs Baertschi	Director	1 Nov 2010	Other	5907394
Timothy Patrick Gillen	Director	1 Jun 2011	Other	5855069
Michael Kass	Director & president	1 Jun 2011	Other	5974751

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Swiss Reinsurance Company	Shareholder	1 Jul 1994	75% - 100%	13-1675535
Swiss Reinsurance Company Ltd	Shareholder	1 Jul 1994	75% - 100%	13-1675535

Based in New York

The principal office where Swiss Re Portfolio Advisors Corporation performs its advisory services is located at 55 East 52 Nd Street, New York, NY 10055, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-317-5400 or by fax 212-317-5450. The normal business hours are 8:30 a.m. - 5:30 p.m. on Monday - Friday.