Kinderhook Industries, LLC (New York)


Kinderhook Industries, LLC is a large advisory firm based in New York. It manages $2.07 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

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Kinderhook Industries provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kinderhook Industries: assets under management

The assets under management (AUM) of Kinderhook Industries, LLC is $2.07 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 131% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $2.07 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $258.17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kinderhook Industries, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kinderhook Industries serves?

The only and largest group of clients of Kinderhook Industries is pooled investment vehicles with 8 clients and $2.07 billion of assets under management. Among the 5 most similar advisory firms, Kinderhook Industries has the 3rd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $2.07 billion for 8 clients. None of the firm’s clients are foreign persons or businesses.

Kinderhook Industries also advises several private funds. Namely, eight private equity funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Kinderhook Industries, LLC

The company employs 20 people that are either part- or full-time employees. 85 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Thomas Louis Tuttle Managing partner-kinderhook industries, llc 1 May 2003 25% - 50% 2065730
Robert Eric Michalik Managing partner-chief administrative officer, kinderhook industries, llc 1 May 2003 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries, llc 1 May 2003 25% - 50% 6018916
Lisa Anne Schmidt Chief financial officer and chief compliance officer, kinderhook industries, llc 1 May 2003 Other 6018927
Lisa Anne Clarke Chief financial officer kinderhook industries, llc 1 May 2003 Other 6018927
Thomas Louis Tuttle Managing partner, kinderhook industries ii, l.p. 1 May 2006 25% - 50% 2065730
Robert Eric Michalik Managing partner-chief adminstrative officer, kinderhook industries ii, l.p. 1 May 2006 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries ii, l.p. 1 May 2006 25% - 50% 6018916
Lisa Anne Schmidt Chief financial officer, kinderhook industries ii, l.p. 1 May 2006 Other 6018927
Lisa Anne Clarke Chief financial officer kinderhook industries ii, lp 1 May 2006 Other 6018927
Thomas Louis Tuttle Managing partner, kinderhook industries i, l.p. 1 Aug 2006 25% - 50% 2065730
Robert Eric Michalik Managing partner-chief adminstrative officer, kinderhook industries i, l.p. 1 Aug 2006 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries i, l.p. 1 Aug 2006 25% - 50% 6018916
Lisa Anne Schmidt Chief financial officer, kinderhook industries i, l.p. 1 Aug 2006 Other 6018927
Lisa Anne Clarke Chief financial officer kinderhook industries i, lp 1 Aug 2006 Other 6018927
Thomas Louis Tuttle Managing partner, kinderhook industries iii, l.p. 1 May 2008 25% - 50% 2065730
Robert Eric Michalik Managing partner-chief adminstrative officer, kinderhook industries iii, l.p. 1 May 2008 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries iii, l.p. 1 May 2008 25% - 50% 6018916
Lisa Anne Schmidt Chief financial officer, kinderhook industries iii, l.p. 1 May 2008 Other 6018927
Lisa Anne Clarke Chief financial officer kinderhook industries iii, lp 1 May 2008 Other 6018927
Thomas Louis Tuttle Managing partner, kinderhook industries iv, l.p. 1 Jul 2014 25% - 50% 2065730
Robert Eric Michalik Managing partner-chief adminstrative officer, kinderhook industries iv, l.p. 1 Jul 2014 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries iv, l.p. 1 Jul 2014 25% - 50% 6018916
Lisa Anne Schmidt Chief financial officer, kinderhook industries iv, l.p. 1 Jul 2014 25% - 50% 6018927
Lisa Anne Schmidt Chief financial officer, kinderhook industries v, l.p. 1 Jun 2016 Other 6018927
Thomas Louis Tuttle Managing partner, kinderhook industries v, l.p. 1 Jun 2016 25% - 50% 2065730
Robert Eric Michalik Managing partner, kinderhook industries v, l.p. 1 Jun 2016 25% - 50% 2168262
Christian Peter Michalik Managing partner, kinderhook industries v, l.p. 1 Jun 2016 25% - 50% 6018916

Based in New York

The principal office where Kinderhook Industries, LLC performs its advisory services is located at 505 Fifth Avenue, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-201-6780 or by fax 212-201-6790. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at kinderhookindustries.com.