Vontobel Am Fixed Income Us LLC (New York)

Name: Vontobel Am Fixed Income Us LLC
Address: 1540 Broadway, New York, NY, 10036
Telephone: 212-415-7000

Vontobel Am Fixed Income Us LLC is a related adviser based in New York. It manages $4.71 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of New York.

Vontobel Am Fixed Income Us provides subadvisory services to other investment advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Vontobel Am Fixed Income Us: assets under management

The assets under management (AUM) of Vontobel Am Fixed Income Us LLC is $4.71 billion, all of which is managed in discretionary accounts. $4.71 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.71 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $588.93 million each.

What kind of clients Vontobel Am Fixed Income Us serves?

The only and largest group of clients of Vontobel Am Fixed Income Us is pooled investment vehicles with 8 clients and $4.71 billion of assets under management. Among the 11 most similar advisory firms, Vontobel Am Fixed Income Us has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.71 billion for 8 clients. None of the firm’s clients are foreign persons or businesses.

Vontobel Am Fixed Income Us doesn't advise any private funds.

Careers at Vontobel Am Fixed Income Us LLC

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Enrico Adamo Friz	Member	1 Nov 2017	Other	6775264
Dominic Georges Gaillard	Member	1 Nov 2017	Other	6883222
Charles Robert Falck	Member	1 Nov 2017	Other	4428121
Joseph Francis Mastoloni	Executive officer, chief compliance officer	1 Nov 2017	Other	2606390
Vontobel Holding Ag	Managing member	1 Nov 2017	75% - 100%	foreign

Based in New York

The principal office where Vontobel Am Fixed Income Us LLC performs its advisory services is located at 1540 Broadway, New York, NY 10036, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-415-7000 or by fax 646-840-5864. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at vontobel.com.