Richey Advisors, Inc. (Fullerton)

Name: Richey Advisors, Inc.
Address: 110 E. Wilshire Ave., Fullerton, CA, 92832 1959
Telephone: 714-449-9696

Richey Advisors, Inc. is an adviser based in Fullerton. It manages $69.21 million of regulatory assets for 465 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of California.

Richey Advisors provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Richey Advisors: assets under management

The assets under management (AUM) of Richey Advisors, Inc. is $69.21 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 123% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $69.21 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $148.85 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Richey Advisors, Inc. for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Richey Advisors, Inc.

J Hugh Richey has been acting as President since 1 Jul 1985. James Patrick Ripley joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
J Hugh Richey	President	1 Jul 1985	75% - 100%	736448
James Patrick Ripley	Vice president of operations	1 Jul 1992	Other	1769858
James Patrick Ripley	Chief compliance officer	1 Jul 2006	Other	1769858

Based in Fullerton

The principal office where Richey Advisors, Inc. performs its advisory services is located at 110 E. Wilshire Ave., Fullerton, CA 92832 1959, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-449-9696 or by fax 714-449-0602. The normal business hours are 9am to 4pm on Monday - Friday. You can find more information about the New York firm at richeyadvisors.com.