Strategic Retirement Plans, Inc. (Utica)

Name: Strategic Retirement Plans, Inc.
Address: 114 Business Park Drive, Utica, NY, 13502
Telephone: 315-735-7553

Strategic Retirement Plans, Inc. is a large advisory firm based in Utica. It manages $125.22 million of regulatory assets for 76 client accounts. It has been registered with the SEC as an adviser since 2003 and has operated in the jurisdiction of New York.

Strategic Retirement Plans provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Strategic Retirement Plans: assets under management

The assets under management (AUM) of Strategic Retirement Plans, Inc. is $125.22 million. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Strategic Retirement Plans, Inc. for their services and products based on a percentage of assets under management and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Strategic Retirement Plans, Inc.

Strategic Retirement Plans, Inc. is owned by Alan Remy Leist. Scott Alan George has been acting as President since 1 Nov 2000. Catherine Roberts Martin joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alan Remy Leist	Chairman of the board/owner	1 Nov 2000	25% - 50%	4635068
Scott Alan George	President	1 Nov 2000	Other	2638248
Andrew Conover Burns	Owner	1 Nov 2000	25% - 50%	1599811
Judith Sweet Vicks	Owner	1 Nov 2000	25% - 50%	4344173
John J Clark	Portfolio manager	1 Nov 2000	Other	4344180
Bradley Michael Kowalczyk	Owner	1 Nov 2000	25% - 50%	3121573
Judith Vicks Sweet	Owner	1 Nov 2000	Other	4344173
Catherine Roberts Martin	Compliance officer	1 Jun 2005	Other	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Catherine R. Martin	Compliance officer	1 Jun 2005	Other	xxx-xx-xxxx

Based in Utica

The principal office where Strategic Retirement Plans, Inc. performs its advisory services is located at 114 Business Park Drive, Utica, NY 13502, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 315-735-7553 or by fax 315-735-7739. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.investstrategic.com.