Wilson & Boucher Capital Management, LLC (Moraga)

Name: Wilson & Boucher Capital Management, LLC
Address: 533 Moraga Rd., Suite 120, Moraga, CA, 94556
Telephone: (800) 381-8610

Wilson & Boucher Capital Management, LLC is a large advisory firm based in Moraga. It manages $140.92 million of regulatory assets for 420 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California and Texas.

Wilson & Boucher Capital Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Wilson & Boucher Capital Management: assets under management

The assets under management (AUM) of Wilson & Boucher Capital Management, LLC is $140.92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 83% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $140.92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $335.53 thousand each.

Wilson & Boucher Capital Management has custody of $36.84 million in cash and securities for 43 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 30% of the total AUM. The second-largest asset type is investment and business development companies, which make up 27% of the firm’s portfolio. Investments in investment grade corporate bonds form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wilson & Boucher Capital Management, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wilson & Boucher Capital Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Wilson & Boucher Capital Management is high net worth individuals with 36 clients and $93.71 million of assets under management. Among the 8 most similar advisory firms, Wilson & Boucher Capital Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $133.88 million for 126 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Wilson & Boucher Capital Management doesn't advise any private funds.

Careers at Wilson & Boucher Capital Management, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
James Brian Boucher	Managing member/chief compliance officer	1 Jan 2005	50% - 75%	2769588
Benjamin Duncan Wilson	Managing member	1 Jan 2005	50% - 75%	4551276

Based in Moraga

The principal office where Wilson & Boucher Capital Management, LLC performs its advisory services is located at 533 Moraga Rd., Suite 120, Moraga, CA 94556, which is also the mailing address of the firm. An additional office of the firm is in Orinda,, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (800) 381-8610 or by fax (925) 631-0473. The normal business hours are by appointment on Other. You can find more information about the New York firm at wilsonboucher.com.