A&S Capital Management, LLC (Chula Vista)

A&S Capital Management, LLC is an adviser based in Chula Vista. It manages $1.44 million of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2008.

A&S Capital Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

A&S Capital Management: assets under management

The assets under management (AUM) of A&S Capital Management, LLC is $1.44 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $96 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay A&S Capital Management, LLC for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at A&S Capital Management, LLC

Timothy Paul Altree has been acting as President since 1 Nov 2007. Robert Richardson John Sluis joined the executive team most recently as the Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Paul Altree	President/chief compliance officer	1 Nov 2007	50% - 75%	2834757
Robert Richardson John Sluis	Vice president	1 Nov 2007	50% - 75%	5481554

Based in Chula Vista

The principal office where A&S Capital Management, LLC performs its advisory services is located at 1943 Versailles Rd., Chula Vista, CA 91913, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.