Thomas Weisel Global Growth Partners LLC (San Francisco)

Name: Thomas Weisel Global Growth Partners LLC
Address: One Montgomery Street, San Francisco, CA, 94104
Telephone: 415-364-2500

Thomas Weisel Global Growth Partners LLC is a large advisory firm based in San Francisco. It manages $304.44 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California and Massachusetts.

Thomas Weisel Global Growth Partners provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thomas Weisel Global Growth Partners: assets under management

The assets under management (AUM) of Thomas Weisel Global Growth Partners LLC is $304.44 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 154% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $304.44 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $60.89 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thomas Weisel Global Growth Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Scott Allen Roberts serves?

The only and largest group of clients of Scott Allen Roberts is pooled investment vehicles with 5 clients and $304.44 million of assets under management. Among the 9 most similar advisory firms, Thomas Weisel Global Growth Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $304.44 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Thomas Weisel Global Growth Partners also advises several private funds. Namely, five venture capital funds. The minimum investment commitment required of non-related persons ranges from $1 to $500,000.

Careers at Thomas Weisel Global Growth Partners LLC

The company employs 10 people that are either part- or full-time employees. 10 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Scott Allen Roberts has been acting as President since 1 Mar 2014. Renee Marie Ansbro joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Edward Johann	General counsel & secretary	1 Jan 2002	Other	4663700
Thomas Weisel Capital Management Llc	Managing member	1 Apr 2002	75% - 100%	94-3331308
Thomas Weisel Capital Partners Llc	Managing member	1 Apr 2002	75% - 100%	94-3331308
David Anthony Baylor	General counsel & secretary	1 Apr 2002	Other	2361024
Pamela Irene Housley	Chief compliance officer	1 Apr 2002	Other	1393488
David Derek Lemkevonammon	Director, private equity	1 Apr 2002	Other	1434034
Pamela Irene Fong	Chief compliance officer	1 Apr 2002	Other	1393488
Robert Kennedy West	Chief financial officer	1 May 2002	Other	4368217
Howard Jack Helfand	General counsel	1 Apr 2005	Other	4766604
James Paul Record	Chief compliance officer	1 Mar 2006	Other	4455403
Cynthia Perez	Coo	1 Jan 2007	Other	1769327
Cynthia Teresa Perez	Chief operating officer	1 Jan 2007	Other	1769327
David Anthony Baylor	Chief financial officer	1 Mar 2007	Other	2361024
Mark Philip Fisher	Chief legal officer	1 Mar 2007	Other	4970942
Shaugn Stephen Stanley	Chief financial officer	1 Apr 2008	Other	1693277
Donald Lee Mahon	Chief compliance officer	1 Jul 2008	Other	2890417
Christine Mevs	Chief compliance officer	1 May 2009	Other	2873604
Ryan James Stroub	Chief financial officer	1 May 2009	Other	3098642
Rita Stephanie Kazembe	Chief compliance officer	1 Oct 2011	Other	5907486
Michael James Derrick	Chief financial officer	1 Jul 2012	Other	5577693
Peter Roserio Guarino	Chief compliance officer	1 Sep 2012	Other	1276310
Michelle Margaret Calvert	Cfo	1 Nov 2012	Other	5468664
Rita Stephanie Kazembe	Chief compliance officer	1 May 2013	Other	5907486
Scott Allen Roberts	President	1 Mar 2014	Other	2706025
Matthew Spencer Maclean	Chief compliance officer	1 Mar 2014	Other	5115583
Elizabeth Anne Watkins	Chief compliance officer	1 Apr 2014	Other	2272542
Michael Chih Hao Chien	Chief legal officer	1 Jan 2015	Other	5320859
Renee Marie Ansbro	Chief financial officer	1 May 2016	Other	2268316

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Weisel Partners Group Inc.	Shareholder	1 Apr 2002	75% - 100%	94-3310171
Stifel Financial Corp	Shareholder	1 Jul 2010	75% - 100%	43-1274600

Based in San Francisco

The principal office where Thomas Weisel Global Growth Partners LLC performs its advisory services is located at One Montgomery Street, San Francisco, CA 94104, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-364-2500 or by fax 415-364-2694. The normal business hours are 6:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at stifel.com/institutional/asset-management/thomas-weisel-global-growth.