Wynkoop LLC (Greenwood Village)

Name: Wynkoop LLC
Address: 5460 S Quebec St, Greenwood Village, CO, 80111
Telephone: 303-459-7200

Wynkoop LLC is a mid-sized advisory firm based in Greenwood Village. It manages $101.41 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Colorado and New York.

Wynkoop provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Wynkoop: assets under management

The assets under management (AUM) of Wynkoop LLC is $101.41 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 301% since the beginning of its operation, and $20.5 million of the total AUM is attributable to clients outside of the United States.

The firm manages $101.41 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.28 million each.

Wynkoop has custody of $101.16 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Wynkoop LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Wynkoop serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of Wynkoop is pooled investment vehicles with 4 clients and $101.16 million of assets under management. Among the 7 most similar advisory firms, Wynkoop has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $101.41 million for 5 clients. 20% of the firm’s clients are foreign persons or businesses.

Wynkoop also advises several private funds. Namely, three hedge funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Wynkoop LLC

The company employs 9 people that are either part- or full-time employees. 44 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Brandon Donald Jundt	Managing member	1 Feb 2009	75% - 100%	5653834
William Marshall Butler	Member	1 Feb 2009	25% - 50%	5653836
Carl Howard Johnson	Member	1 Feb 2009	25% - 50%	5653839
William Butler	Member	1 Feb 2009	25% - 50%	5653836
David Ross Myers	Vp	1 Jan 2011	Other	4940355
Leland Gregory Abrams	Vp	1 Nov 2016	Other	5005616
Sierra Anne Shirley	Cfo, cco	1 May 2017	Other	6937990

Based in Greenwood Village

The principal office where Wynkoop LLC performs its advisory services is located at 5460 S Quebec St, Greenwood Village, CO 80111, which is also the mailing address of the firm. An additional office of the firm is in Southampton, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-459-7200 or by fax 303-265-9956. The normal business hours are 9:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at wynkoopfinancial.com.