3(38) Investment Fiduciaries Inc. (Simi Valley)

Name: 3(38) Investment Fiduciaries Inc.
Address: 40 West Easy St., Simi Valley, CA, 93065
Telephone: 818-296-9529

3(38) Investment Fiduciaries Inc. is a pension cosultant based in Simi Valley. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of California and Texas.

3(38) Investment Fiduciaries provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 3(38) Investment Fiduciaries Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 3(38) Investment Fiduciaries serves?

The only and largest group of clients of 3(38) Investment Fiduciaries is pension and profit sharing plans with 32 clients and $0 of assets under management. Among the 4 most similar advisory firms, 3(38) Investment Fiduciaries has the highest percentage of pension and profit sharing plans out of all clients.

None of the firm’s clients are foreign persons or businesses.

3(38) Investment Fiduciaries doesn't advise any private funds.

Careers at 3(38) Investment Fiduciaries Inc.

The company employs 4 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven T Wilkinson	President & chief compliance officer	1 Jul 2018	Other	5294043
Monarch Plan Advisors	Parent company	1 Jul 2018	75% - 100%	286612

Based in Simi Valley

The principal office where 3(38) Investment Fiduciaries Inc. performs its advisory services is located at 40 West Easy St., Simi Valley, CA 93065, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 818-296-9529. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at 338if.com and its LinkedIn profile.