Asbury Investment Management LLC (Oakbrook Terrace)

Name: Asbury Investment Management LLC
Address: Two Transam Plaza Dr., Oakbrook Terrace, IL, 60181
Telephone: 844-427-2879

Asbury Investment Management LLC is a related adviser based in Oakbrook Terrace. It manages $6 million of regulatory assets for 23 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdictions of Illinois and Texas.

Asbury Investment Management provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Asbury Investment Management: assets under management

The assets under management (AUM) of Asbury Investment Management LLC is $6 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $260.87 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Asbury Investment Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Asbury Investment Management serves?

The only and largest group of clients of Asbury Investment Management is individuals with 21 clients and $6 million of assets under management. Among the 2 most similar advisory firms, Asbury Investment Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $6 million for 21 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Asbury Investment Management doesn't advise any private funds.

Careers at Asbury Investment Management LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Steven Tomko	Managing member and chief compliance officer	1 Jan 2018	50% - 75%	5746520
John Joseph Kosar	Managing member	1 Jan 2018	50% - 75%	4471150

Based in Oakbrook Terrace

The principal office where Asbury Investment Management LLC performs its advisory services is located at Two Transam Plaza Dr., Oakbrook Terrace, IL 60181, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 844-427-2879. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at asburyinvest.com.