Pevensey Financial, Inc (Tavares)

Name: Pevensey Financial, Inc
Address: 2100 Lake Eustis Dr., Tavares, FL, 32778
Telephone: 352-343-2700

Pevensey Financial, Inc is a large advisory firm based in Tavares. It manages $285.65 million of regulatory assets for 808 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California and Florida.

Pevensey Financial provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pevensey Financial: assets under management

The assets under management (AUM) of Pevensey Financial, Inc is $285.65 million. The firm's AUM has grown by 181% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $280.61 million in discretionary accounts and $5.03 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $351.65 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $503.27 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pevensey Financial, Inc for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pevensey Financial, Inc

Thomas Huey Ruggie has been acting as President since 1 Jun 2008. Ellen Buchanan Wilcox joined the executive team most recently as the Financial Consultant.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Huey Ruggie	President/chief compliance officer	1 Jun 2008	75% - 100%	2193305
Kathleen Anne Mcqueen	Chief compliance officer/chief operations officer	1 Sep 2008	Other	3086688
David Lonis Weiss	Vice president/wealth advisor	1 Oct 2008	Other	2687231
Thomas Charles Hepner	Vice president/wealth advisor	1 Oct 2008	Other	5365676
Dolores Theresa Colello	Vice president - wealth advisor	1 Jun 2009	Other	1104867
Timothy Glenn Moyer	Financial consultant	1 Nov 2010	Other	2555859
Louis Mitchell Shinaman	Financial consultant	1 Feb 2011	Other	2750556
Ellen Buchanan Wilcox	Financial consultant	1 Jan 2014	Other	1015243

Based in Tavares

The principal office where Pevensey Financial, Inc performs its advisory services is located at 2100 Lake Eustis Dr., Tavares, FL 32778, which is also the mailing address of the firm. An additional office of the firm is in Winter Park, FL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 352-343-2700 or by fax 352-742-2607. The normal business hours are 9:00 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at ruggiewealth.com.