Welty Capital Management LLC (Lafayette)

Welty Capital Management LLC is an adviser based in Lafayette. It manages $35.6 million of regulatory assets for 110 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Welty Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Welty Capital Management: assets under management

The assets under management (AUM) of Welty Capital Management LLC is $35.6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -26% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $35.6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $323.61 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Welty Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Welty Capital Management LLC

Richard Stephen Welty has been acting as President since 1 Feb 1992. Welty Capital Management Llc joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Stephen Welty	President	1 Feb 1992	75% - 100%	4410841
Welty Capital Management Llc	President	1 Feb 2001	75% - 100%	110571

Based in Lafayette

The principal office where Welty Capital Management LLC performs its advisory services is located at 3650 Mt. Diablo Blvd., Lafayette, CA 94549, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.