Innealta Capital, LLC (Austin)

Name: Innealta Capital, LLC
Address: 13215 Bee Cave Parkway, Austin, TX, 78738 0064
Telephone: (737) 808-4640

Innealta Capital, LLC is a large advisory firm based in Austin. It manages $159.49 million of regulatory assets for 90 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Colorado and Texas.

Innealta Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Innealta Capital: assets under management

The assets under management (AUM) of Innealta Capital, LLC is $159.49 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $159.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.77 million each.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is exchange traded securities, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Innealta Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Innealta Capital serves?

The firm provides services to investment companies, high net worth individuals, and corporations or other businesses. The largest group of clients of Innealta Capital is investment companies with 3 clients and $143.67 million of assets under management. Among the 9 most similar advisory firms, Innealta Capital has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $159.49 million for 61 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Innealta Capital doesn't advise any private funds.

Careers at Innealta Capital, LLC

The company employs 9 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Riomaggiore Investments	Managing member to the registrant	1 Nov 2017	75% - 100%	81-2591857
Llc Alsacia Investments	Member to the registrant	1 Nov 2017	Other	82-0952859
Vito Antonio Sciaraffia	Managing member to the managing member of the registrant and chief investment officer	1 Nov 2017	Other	6214155
Cynthia Mariel Mendoza	Chief compliance officer and chief operations officer	1 Jan 2018	Other	6899720
Carla Andrea Fava Quiroga	Chief compliance officer and chief operations officer	1 Jun 2018	Other	6716634
Llc Crescent Reed Investments	Member to the registrant	1 Jun 2018	Other	82-3799287

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Vito Antonio Sciaraffia	Managing member	1 May 2016	75% - 100%	6214155
Gonzalo Eduardo Maturana	Managing member	1 Mar 2017	75% - 100%	6899731
Joshua John Kocher	Sole managing member	1 Oct 2017	75% - 100%	4317327

Based in Austin

The principal office where Innealta Capital, LLC performs its advisory services is located at 13215 Bee Cave Parkway, Austin, TX 78738 0064, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (737) 808-4640. The normal business hours are 8 a.m. to 5:00 p.m. (cst) on Monday - Friday. You can find more information about the New York firm at innealtacapital.com/ and its LinkedIn profile.