Gulf Stream Asset Management, LLC (Charlotte)


Gulf Stream Asset Management, LLC is a large advisory firm based in Charlotte. It manages $3.81 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2009.

Gulf Stream Asset Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gulf Stream Asset Management: assets under management

The assets under management (AUM) of Gulf Stream Asset Management, LLC is $3.81 billion, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $3.81 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $380.62 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gulf Stream Asset Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gulf Stream Asset Management, LLC

Mark Brennan Mahoney has been acting as President since 1 Aug 2002. James Scott Anderson joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Mark Brennan Mahoney President 1 Aug 2002 25% - 50% 854952
Mark David Abrahm Head of trading 1 Aug 2002 Other 3172072
Stephen Mark Riddell Credit fund portfolio manager 1 Aug 2002 Other 2768754
Sheila Bolick Kirkpatrick Chief information officer 1 Aug 2002 Other 5627083
Timonthy Armstrong Murdoch Head of quantitative analysis 1 Aug 2002 Other 5627097
Gregory Wyatt Blaszczynski Senior research analyst 1 Aug 2002 Other 2774901
William Jackson Taylor Senior securities analyst 1 Aug 2002 Other 2915161
Jeanette Baumgartner Former head of loan operations 1 Aug 2002 Other 5629052
Barry Kent Love Chief credit officer 1 Sep 2002 Other 3172084
John Frederick Carlin Head of dislocation fund 1 Jan 2003 Other 3178554
William Farr Senior research analyst 1 May 2005 Other 3163862
Ifs Vii Llc Shareholder 1 May 2008 50% - 75% 450595476
James Scott Anderson Chief compliance officer 1 Oct 2008 Other 1244305
Mark Lloyd Zusy Chief financial officer 1 Oct 2008 Other 1247652
Sukai Liu Head of hedge fund portfolio management 1 Oct 2008 Other 1950640
James Sebastian Esposito Head of human resources 1 Oct 2008 Other 1496351

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
United Arab Emirates Government Of Dubai Shareholder 1 Mar 2006 75% - 100% foreign
Dubai World Corporation Shareholder 1 Jul 2006 75% - 100% foreign
Istithmar World Holdings Llc Shareholder 1 Dec 2007 75% - 100% foreign
Iwfs X Limited Shareholder 1 May 2008 75% - 100% foreign
Istithmar World Capital Llc Shareholder 1 May 2008 75% - 100% foreign

Based in Charlotte

The principal office where Gulf Stream Asset Management, LLC performs its advisory services is located at 4201 Congress Street, Charlotte, NC 28209 4614, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-552-7711 or by fax 704-552-7744. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at gulfstreammgmt.com.