Highland Funds Asset Management, L.P. (Dallas)

Highland Funds Asset Management, L.P. is a large advisory firm based in Dallas. It manages $3.01 billion of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of Texas.

Highland Funds Asset Management provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Highland Funds Asset Management: assets under management

The assets under management (AUM) of Highland Funds Asset Management, L.P. is $3.01 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 192% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.01 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $150.69 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Highland Funds Asset Management, L.P. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Highland Funds Asset Management, L.P.

Bradford Keith Borud has served as the Chief Investment Officer since 1 Feb 2009. Alan Jeffrey Head joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Raymond Joseph Dougherty	Executive vice president of general partner	1 Feb 2009	Other	5023647
James David Dondero	President of general partner, trustee for canis major trust	1 Feb 2009	Other	2477893
Patrick Glenn Boyce	Chief financial officer	1 Feb 2009	Other	3091924
Michael Sherman Colvin	General counsel and chief compliance officer	1 Feb 2009	Other	5393497
Bradford Keith Borud	Chief investment officer	1 Feb 2009	Other	5023546
Mark Kiyoshi Okada	Limited partner	1 Feb 2009	Other	2477897
Inc. Strand Advisors Xvi	General partner	1 Feb 2009	Other	26-4244836
The Get Good Non Exempt Trust No.1	Limited partner	1 Feb 2009	25% - 50%	xxx-xx-xxxx
Michael Joseph Pusateri	Chief operating officer	1 Feb 2009	Other	5644373
Todd Allan Travers	Limited partner	1 Feb 2009	Other	2976543
Paul Duane Kauffman	Limited partner	1 Feb 2009	Other	5023723
John Saxton Morgan	Limited partner	1 Feb 2009	Other	5023989
Kurtis Stephen Plumer	Limited partner	1 Feb 2009	Other	2205124
Patrick Hagaman Daugherty	Limited partner	1 Feb 2009	Other	5023535
John Francis Yang	Limited partner	1 Feb 2009	Other	1836254
Davis Ray Deadman	Limited partner	1 Feb 2009	Other	5023696
Amit Kumar Walia	Limited partner	1 Feb 2009	Other	5023930
John William Honis	Limited partner	1 Feb 2009	Other	5316024
Gregory John Stuecheli	Limited partner	1 Feb 2009	Other	5023763
Brad Wayne Means	Limited partner	1 Feb 2009	Other	5644402
Appu Joseph Mundassery	Limited partner	1 Feb 2009	Other	2960809
Kevin Richard Latimer	Limited partner	1 Feb 2009	Other	2561721
The Get Good Non Exempt Trust No. 2	Limited partner	1 Feb 2009	Other	xxx-xx-xxxx
The Get Good Trust	Limited partner	1 Feb 2009	Other	75-6601385
The Canis Major	Limted partner	1 Feb 2009	Other	xxx-xx-xxxx
Grant James Scott	Trustee for the get good trust, the get good non-exempt trust no. 1 and the get good non-exempt trust no. 2	1 Feb 2009	Other	5393940
Lawrence Nathan Tonomura	Trustee of the map family trust-exempt trust descendants' trust and map family trust- exempt trust #2	1 Feb 2009	Other	4429742
Mark And Pamela Okada Family Trust Exempt Descendants' Trust	Limited partner	1 Feb 2009	Other	74-6494106
Mark And Pamela Okada Family Trust Exempt Trust 2	Limited partner	1 Feb 2009	Other	68-6203494
The Get Good Non Exempt Trust No. 1	Limited partner	1 Feb 2009	25% - 50%	xxx-xx-xxxx
The Canis Major Trust	Limted partner	1 Feb 2009	Other	xxx-xx-xxxx
Inc. Highland Capital Management Services	Limited partner	1 Feb 2009	75% - 100%	xxx-xx-xxxx
Matthew Steven Okolita	Chief compliance officer	1 May 2010	Other	4939522
Thomas Surgent	Chief compliance officer & secretary	1 Oct 2011	Other	5983586
Thomas Joseph Surgent	Chief compliance officer & secretary	1 Oct 2011	Other	5983586
Alan Jeffrey Head	Chief compliance officer	1 Jan 2012	Other	2901785
Scott Byron Ellington	Chief legal officer	1 Jan 2012	Other	5907639

Based in Dallas

The principal office where Highland Funds Asset Management, L.P. performs its advisory services is located at 13455 Noel Road, Dallas, TX 75240, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.