Red Mountain Capital Partners LLC (Los Angeles)

Name: Red Mountain Capital Partners LLC
Address: 10250 Constellation Blvd., Los Angeles, CA, 90067
Telephone: 310-432-0200

Red Mountain Capital Partners LLC is a large advisory firm based in Los Angeles. It manages $152.62 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Red Mountain Capital Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Red Mountain Capital Partners: assets under management

The assets under management (AUM) of Red Mountain Capital Partners LLC is $152.62 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -52% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $152.62 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.15 million each.

Red Mountain Capital Partners has custody of $152.62 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Red Mountain Capital Partners LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Red Mountain Capital Partners serves?

The only and largest group of clients of Red Mountain Capital Partners is pooled investment vehicles with 4 clients and $152.62 million of assets under management. Among the 8 most similar advisory firms, Red Mountain Capital Partners has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $152.62 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Red Mountain Capital Partners also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Red Mountain Capital Partners LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Christopher Teets	Partner, member	1 Jan 2005	Other	2523235
T Willem Mesdag	Managing partner	1 Jan 2005	Other	1661380
Mesdag Family Limited Partnership	Member	1 Jan 2005	50% - 75%	xxx-xx-xxxx
Inc. Red Mountain Capital Management	Managing member	1 Jan 2005	Other	13-4057186
Jack Geoffrey Watkinson	Cco, cfo and cco	1 Sep 2006	Other	4131465
Mark R Genender	Partner and member	1 Feb 2011	Other	5918582
Jennifer J Martin	Principal, chief financial officer	1 Jan 2013	Other	6177934
John Knox Hill	Partner, head of business development, member	1 Jan 2013	Other	4556517
Jack Geoffrey Watkinson	Partner and member	1 Jan 2013	Other	4131465
Michael Alfred Reeves	Principal, general counsel	1 Oct 2014	Other	6457516
John Chi Wai Yung	Principal, chief compliance officer	1 Jan 2015	Other	2228289
Patrick P Lally	Partner, member	1 Jan 2015	Other	4749668
Matthew Prescott Hepler	Partner, member	1 Mar 2015	Other	4435687
Amrita Mapara	Principal, chief financial officer	1 Jan 2016	Other	5483256

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
T Willem Mesdag	President, shareholder	1 Mar 1999	75% - 100%	1661380
T Willem Mesdag	General and limited partner	1 May 2000	Other	1661380
Mesdag Family Trust	Limited partner	1 Jun 2000	75% - 100%	xxx-xx-xxxx
Lisa Ann Mesdag	Trustee	1 Jun 2000	Other	6025726

Based in Los Angeles

The principal office where Red Mountain Capital Partners LLC performs its advisory services is located at 10250 Constellation Blvd., Los Angeles, CA 90067, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-432-0200 or by fax 310-432-0201. The normal business hours are 8:30am-5:30pm on Monday - Friday. You can find more information about the New York firm at redmtncap.com.