Malbec Partners, Inc. (New York)

Name: Malbec Partners, Inc.
Address: 200 Park Avenue, New York, NY, 10166
Telephone: 212-271-4000

Malbec Partners, Inc. is a large advisory firm based in New York. It manages $48.37 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2009.

Malbec Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Malbec Partners: assets under management

The assets under management (AUM) of Malbec Partners, Inc. is $48.37 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $48.37 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $12.09 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Malbec Partners, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Malbec Partners, Inc.

Michel Stavros Anastassiades has been acting as President since 1 Feb 2009. Thomas Kanianthra Philips joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charter Atlantic Corporation	100% owner of malbec partners, inc.	1 Aug 2007	75% - 100%	13-2725448
Onder John Olcay	Member of the board of directors	1 Aug 2007	Other	1847244
Robin Sue Meister	Chief legal officer, secretary and vice president	1 Aug 2007	Other	4347379
Gilles Glicenstein	Member of the board of directors	1 Aug 2007	Other	4589338
Jeff Trongone	Chief executive officer, president, and member of the board of directors	1 Aug 2007	Other	4336443
Pierre Marc Lapomme	Member of the board of directors	1 Aug 2007	Other	2230684
Pascal Biville	Member of the board of directors	1 Aug 2007	Other	5268697
Guy De Froment	Member of the board of directors	1 Aug 2007	Other	4347877
Lisa Marie Schirf	Chief operating officer	1 Aug 2007	Other	4574669
Deborah Hazell	Member of the board of directors	1 Feb 2008	Other	4649392
Thomas Kanianthra Philips	Chief compliance officer	1 Jan 2009	Other	4370636
Michel Stavros Anastassiades	President/chief executive officer of cac and member of the board of directors of cac, executive chairman of applicant's board	1 Feb 2009	Other	5641797

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Paribas North America Inc.	100% owner of cac	1 Dec 2006	75% - 100%	13-1929559
Bnp Paribas	100% owner of pna	1 Jan 2007	75% - 100%	94-1677765

Based in New York

The principal office where Malbec Partners, Inc. performs its advisory services is located at 200 Park Avenue, New York, NY 10166, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-271-4000 or by fax 212-271-4010. The normal business hours are 8:15 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.malbecpartners.com.