Prince Street Capital Management LLC (New York)


Prince Street Capital Management LLC is a large advisory firm based in New York. It manages $1.15 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdiction of New York.

Logo

Prince Street Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Prince Street Capital Management: assets under management

The assets under management (AUM) of Prince Street Capital Management LLC is $1.15 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 752% since the beginning of its operation, and $1.15 billion of the total AUM is attributable to clients outside of the United States.


The firm manages $1.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $104.52 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Prince Street Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Prince Street Capital Management serves?

The only and largest group of clients of Prince Street Capital Management is pooled investment vehicles with 11 clients and $1.15 billion of assets under management. Among the 9 most similar advisory firms, Prince Street Capital Management has the 2nd highest percentage of pooled investment vehicles out of all clients.


The amount of regulatory assets under management is $1.15 billion for 11 clients. 64% of the firm’s clients are foreign persons or businesses.

Prince Street Capital Management also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $1,000,000 to $5,000,000.

Careers at Prince Street Capital Management LLC

The company employs 22 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
David Cyrus Halpert Managing partner 1 Mar 2001 50% - 75% 2503779
Peter Owen Mckown Senior partner 1 Sep 2001 Other 1371653
Stoddard Anthony Sennott Senior partner 1 Jun 2006 Other 2487067
Prince Street Capital Management Llc Sole shareholder of prince street capital management pte ltd. 1 Jan 2007 75% - 100% 98-0530732
Llc Indus Capital Partners Member 1 Aug 2007 Other 133738
Prince Street Capital Management Inc. Partner 1 Aug 2007 Other 41-2024243
Maria Michelle Kelner Managing director 1 Mar 2009 Other 2433850
Roman O Fuzaylov Partner 1 Jan 2012 Other 6046593
Gregory Scott Goldstein Partner 1 Jan 2012 Other 6046598
Ariel Natan Merenstein Partner 1 Jan 2012 Other 5166485
Roman Fuzaylov Partner 1 Jan 2012 Other 6046593
Gregory Goldstein Partner 1 Jan 2012 Other 6046598
Ariel N Merenstein Partner 1 Jan 2012 Other 5166485
William Chian Wang Partner, chief operating officer, chief financial officer 1 May 2012 Other 4668860
William C Wang Chief financial officer 1 May 2012 Other 4668860
Jessica Lauren Wenning Partner 1 Jan 2013 Other 6179692
Anne Wynne Director of compliance 1 Jun 2014 Other 5903973
Anne Therese Wynne Director of compliance 1 Jun 2014 Other 5903973
Anne Therese Wynne General counsel, chief compliance officer 1 Nov 2014 Other 5903973
Mackenzie Winner Berman Partner 1 Sep 2015 Other 4989115
Michael David Wasserman Chief legal officer/chief compliance officer 1 Mar 2018 Other 5107213
Lisa Marie Giuffra De Diaz President / chief executive officer 1 Jul 2019 Other 1772557

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Sheldon Fenton Kasowitz Managing member 1 Jul 2000 25% - 50% 1585590
David Nathan Kowitz Managing member 1 Jul 2000 25% - 50% 1387271
David Cyrus Halpert Shareholder 1 Aug 2001 75% - 100% 2503779
Llc Indus Capital Partners Owner 1 Jul 2007 25% - 50% 133738

Based in New York

The principal office where Prince Street Capital Management LLC performs its advisory services is located at 250 West 55 Th Street, New York, NY 10019, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-931-5140 or by fax 212-931-8649. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at princefund.com and its LinkedIn profile.