Td Capital Private Equity Advisors Ltd. (Toronto, Ontario)

Td Capital Private Equity Advisors Ltd. is a large advisory firm based in Toronto, Ontario. It manages $30 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2007.

Td Capital Private Equity Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Td Capital Private Equity Advisors: assets under management

The assets under management (AUM) of Td Capital Private Equity Advisors Ltd. is $30 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $30 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $15 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Td Capital Private Equity Advisors Ltd. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Td Capital Private Equity Advisors Ltd.

Robert Francis Maclellan has been acting as President since 1 Aug 2007. Northleaf Capital Partners Ltd. joined the executive team most recently as the Direct Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
The Toronto Dominion Bank	Direct owner	1 Aug 2007	75% - 100%	13-5640479
Robert Francis Maclellan	Ceo/president/director	1 Aug 2007	Other	2301291
Malcolm S Lang	Cfo/director	1 Aug 2007	Other	5267107
Richard H Greene	Managing director/director	1 Aug 2007	Other	5416782
John V Greenwood	Managing director/director	1 Aug 2007	Other	5416786
Stuart D Waugh	Managing director/director	1 Aug 2007	Other	5416789
Debra Marie Foubert	Chief compliance officer	1 Aug 2007	Other	5165826
Michael W Flood	Managing director	1 Aug 2007	Other	5417162
David Austin	Principal	1 Aug 2007	Other	5417167
Melissa Mcjannet	Principal	1 Aug 2007	Other	5417171
Jeffrey Pentland	Principal	1 Aug 2007	Other	5417165
Sandra M Mundy	Director	1 Aug 2007	Other	5418734
Malcolm Sean Lang	Cfo/director	1 Aug 2007	Other	5267107
Richard Henry Greene	Managing director/director	1 Aug 2007	Other	5416782
John Victor Frederick Greenwood	Managing director/director	1 Aug 2007	Other	5416786
Stuart Douglas Waugh	Managing director/director	1 Aug 2007	Other	5416789
Michael William Flood	Managing director	1 Aug 2007	Other	5417162
David Charles Austin	Principal	1 Aug 2007	Other	5417167
Melissa Watson Mcjannet	Principal	1 Aug 2007	Other	5417171
Jeffrey Edward George Pentland	Principal	1 Aug 2007	Other	5417165
Sandra Mary Mundy	Director	1 Aug 2007	Other	5418734
Gavin Foo	Vp & director	1 Nov 2007	Other	5622844
David Charles Austin	Managing director	1 Dec 2008	Other	5417167
Melissa Watson Mcjannet	Managing director	1 Dec 2008	Other	5417171
Jeffrey Edward George Pentland	Managing director	1 Dec 2008	Other	5417165
Elaine Shiu	Vice president	1 Dec 2008	Other	5638307
Katherine Gurney	Vice president	1 Dec 2008	Other	5638782
Ian Carew	Vice president	1 Dec 2008	Other	5638787
Northleaf Capital Partners Ltd.	Direct owner	1 Nov 2009	75% - 100%	00-0000000

Based in Toronto, Ontario

The principal office where Td Capital Private Equity Advisors Ltd. performs its advisory services is located at 79 Wellington Street W, Toronto, Ontario, M5 K 1 N9, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.