Stoneridge Pmg Advisors, LLC (Radnor)

Name: Stoneridge Pmg Advisors, LLC
Address: 201 King Of Prussia Road, Radnor, PA, 19087
Telephone: 484-254-5400

Stoneridge Pmg Advisors, LLC is a large advisory firm based in Radnor. It manages $1.9 billion of regulatory assets for 62 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Pennsylvania.

Stoneridge Pmg Advisors provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and subadvisory to ria. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Stoneridge Pmg Advisors: assets under management

The assets under management (AUM) of Stoneridge Pmg Advisors, LLC is $1.9 billion. The firm's AUM has grown by 32% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.4 billion in discretionary accounts and $502.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.83 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $50.25 million.

Investments

The firm invests in government bonds the most. They account for 70% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 27% of the firm’s portfolio. Investments in pooled investment vehicles form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Stoneridge Pmg Advisors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stoneridge Pmg Advisors serves?

The firm provides services to insurance companies, charitable organizations, banking or thrift institutions, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Stoneridge Pmg Advisors is state or municipal government entities with 22 clients and $1.2 billion of assets under management. Among the 5 most similar advisory firms, Stoneridge Pmg Advisors has the highest percentage of state or municipal government entities out of all clients.

The amount of regulatory assets under management is $1.9 billion for 41 clients. None of the firm’s clients are foreign persons or businesses.

Stoneridge Pmg Advisors doesn't advise any private funds.

Careers at Stoneridge Pmg Advisors, LLC

The company employs 13 people that are either part- or full-time employees. 54 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Llc Beltraith Capital joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Anthony James Basile	Managing director	1 Jan 1996	Other	1184601
Richard Allen Zackroff	Managing director	1 Jan 1996	Other	475562
Llc Advisors Holding	Member	1 Jan 2003	25% - 50%	11-3672602
Natalie Perna Adler	Chief compliance officer	1 Mar 2004	Other	1354871
Llc Beltraith Capital	Member	1 Jul 2015	50% - 75%	26-4818657
Gail Morgan Habecker	Director of research	1 Jul 2015	Other	2293315
Steven Leroy Sanders	Chief executive officer	1 Jul 2015	Other	1238874
Wayne O Leevy	Chief financial officer	1 Jul 2015	Other	4068567
Bennett Perry Lomax	Elected manager	1 Jul 2015	Other	5669387

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Richard Allen Zackroff	Elected manager	1 Jul 2015	Other	475562
Anthony James Basile	Elected manager	1 Jul 2015	Other	1184601

Based in Radnor

The principal office where Stoneridge Pmg Advisors, LLC performs its advisory services is located at 201 King Of Prussia Road, Radnor, PA 19087, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 484-254-5400 or by fax 610-260-6241. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at pmga.com.