C. C. Dunnavan & Co., Inc. (Minneapolis)

Name: C. C. Dunnavan & Co., Inc.
Address: 43 Main Street S.E., Minneapolis, MN, 55414
Telephone: (612) 630-1101

C. C. Dunnavan & Co., Inc. is a large advisory firm based in Minneapolis. It manages $204.81 million of regulatory assets for 166 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Florida, Minnesota, New Hampshire, New York, and Texas.

C. C. Dunnavan & Co. provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

C. C. Dunnavan & Co.: assets under management

The assets under management (AUM) of C. C. Dunnavan & Co., Inc. is $204.81 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -37% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $204.81 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.23 million each.

Investments

The firm invests in exchange traded securities the most. They account for 71% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 27% of the firm’s portfolio. Investments in investment grade corporate bonds form 2% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay C. C. Dunnavan & Co., Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Christopher Richardson Dougall serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Christopher Richardson Dougall is high net worth individuals with 42 clients and $108.99 million of assets under management. Among the 8 most similar advisory firms, C. C. Dunnavan & Co. has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $204.81 million for 124 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

C. C. Dunnavan & Co. doesn't advise any private funds.

Careers at C. C. Dunnavan & Co., Inc.

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Christopher Richardson Dougall has been acting as President since 1 Mar 2001. Wellborn Lloyd Hudson joined the executive team most recently as the Operations Manager & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Charles C Dunnavan	Chairman of the board	1 Mar 2001	Other	4350620
Christopher Richardson Dougall	President	1 Mar 2001	75% - 100%	2439578
Wellborn Lloyd Hudson	Operations manager & chief compliance officer	1 Mar 2005	Other	1834993

Based in Minneapolis

The principal office where C. C. Dunnavan & Co., Inc. performs its advisory services is located at 43 Main Street S.E., Minneapolis, MN 55414, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (612) 630-1101 or by fax (612) 630-1151. The normal business hours are 8am - 4:30pm on Monday - Friday. You can find more information about the New York firm at dunnavan.com.