Resource Horizons Investment Advisory, Inc. (Marietta)

Name: Resource Horizons Investment Advisory, Inc.
Address: 1350 Church Street, Ext., N.E., Marietta, GA, 30060
Telephone: 770-319-1970

Resource Horizons Investment Advisory, Inc. is a large advisory firm based in Marietta. It manages $148.73 million of regulatory assets for 1,038 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Alabama, Arizona, Arkansas, and 40 other states.

Resource Horizons Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Resource Horizons Investment Advisory: assets under management

The assets under management (AUM) of Resource Horizons Investment Advisory, Inc. is $148.73 million. The firm's AUM has grown by 595% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $105.93 million in discretionary accounts and $42.81 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $134.77 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $169.87 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Resource Horizons Investment Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Resource Horizons Investment Advisory, Inc.

Kelly Stolte Miller has been acting as President since 1 Jan 2007. Laura Anne Tedball joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Keith Miller	Ceo	1 Jan 2007	Other	728491
Kelly Stolte Miller	President	1 Jan 2007	Other	1336841
Resource Horizons Holding Company	Shareholder	1 Jan 2007	75% - 100%	22-3730351
Eileen Marie Fannon	Finop	1 Jan 2007	Other	4534618
Kathi Renee Mansfield	Chief compliance officer	1 Jun 2007	Other	1196870
Laura Anne Tedball	Chief compliance officer	1 Jan 2008	Other	4815741

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Resource Horizons Planning Group	Shareholder	1 May 2000	75% - 100%	22-3729953
David Keith Miller	Shareholder	1 May 2000	50% - 75%	728491
Ronald Phillip Schutz	Shareholder	1 May 2000	75% - 100%	416061

Based in Marietta

The principal office where Resource Horizons Investment Advisory, Inc. performs its advisory services is located at 1350 Church Street, Ext., N.E., Marietta, GA 30060, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 770-319-1970 or by fax 770-319-1676. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at www.resourcehorizons.com.