Disciplined ALPha LLC (Boston)

Name: Disciplined ALPha LLC
Address: One Marina Park Drive, Boston, MA, 02210
Telephone: 857-350-3958

Disciplined ALPha LLC is a large advisory firm based in Boston. It manages $98.71 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Massachusetts.

Disciplined ALPha provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Disciplined ALPha: assets under management

The assets under management (AUM) of Disciplined ALPha LLC is $98.71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 60% since the beginning of its operation, and $30.02 million of the total AUM is attributable to clients outside of the United States.

The firm manages $98.71 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $32.9 million each.

Disciplined ALPha has custody of $84.69 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Disciplined ALPha LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Disciplined ALPha serves?

The only and largest group of clients of Disciplined ALPha is pooled investment vehicles with 5 clients and $84.69 million of assets under management. Among the 6 most similar advisory firms, Disciplined ALPha has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $84.69 million for 5 clients. 47% of the firm’s clients are foreign persons or businesses.

Disciplined ALPha also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons is $250,000 for each fund.

Careers at Disciplined ALPha LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kevin William Shea	Managing member/chief compliance officer	1 Mar 2013	75% - 100%	3173978

Based in Boston

The principal office where Disciplined ALPha LLC performs its advisory services is located at One Marina Park Drive, Boston, MA 02210, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 857-350-3958. The normal business hours are 9 am - 5 pm on Monday - Friday. You can find more information about the New York firm at disciplinedalpha.com.