Thales Fund Management, LLC (New York)

Name: Thales Fund Management, LLC
Address: 140 Broadway, 45 Th Floor, New York, NY, 10005
Telephone: 212-509-3111

Thales Fund Management, LLC is a large advisory firm based in New York. It manages $1.02 billion of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Thales Fund Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thales Fund Management: assets under management

The assets under management (AUM) of Thales Fund Management, LLC is $1.02 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -31% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.02 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $101.65 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Thales Fund Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Thales Fund Management, LLC

Kevin Olegovich Ershov has served as the Chief Investment Officer since 1 Dec 1998 and Marek Taddeo Fludzinski is the Chief Executive Officer of Thales Fund Management, LLC family office. Peter Ackerman joined the executive team most recently as the Trustee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Marek Taddeo Fludzinski	Chief executive officer	1 Dec 1998	75% - 100%	2049983
Llc Somerville	Member	1 Dec 1998	Other	13-3979763
Kevin Olegovich Ershov	Chief investment officer	1 Dec 1998	Other	2592187
Llc Gorbush	Member	1 Jan 2001	Other	22-3782092
Marco Augustus Battaglia	Senior portfolio manager	1 Jan 2002	Other	2268560
Roger James Insley	Chief compliance officer and cfo	1 Oct 2005	Other	4682365

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Perry Alan Lerner	Trustee	1 Dec 1998	Other	4714663
Llc Santa Monica Pictures	Member	1 Dec 1998	75% - 100%	52-2026720
Somerville Trust	Member	1 Dec 1998	75% - 100%	52-6565877
James Sutton Regan	Member	1 Jan 2001	50% - 75%	372944
David William Mills	Member	1 Jan 2001	50% - 75%	2050931
Peter Ackerman	Trustee	1 Dec 2006	Other	778

Based in New York

The principal office where Thales Fund Management, LLC performs its advisory services is located at 140 Broadway, 45 Th Floor, New York, NY 10005, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-509-3111 or by fax 212-509-3722. The normal business hours are 8am - 6pm on Monday - Friday. You can find more information about the New York firm at www.thales.com.