Mhi Funds, LLC (Woodstock)

Name: Mhi Funds, LLC
Address: 10 Dixon Avenue, Woodstock, NY, 12498
Telephone: 845-679-9166

Mhi Funds, LLC is an investment adviser to an investment company based in Woodstock. It manages $245.98 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015.

Mhi Funds provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mhi Funds: assets under management

The assets under management (AUM) of Mhi Funds, LLC is $245.98 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 350% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $245.98 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $245.98 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Mhi Funds, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Annemarie Nmn Gilly serves?

The only and largest group of clients of Annemarie Nmn Gilly is investment companies with 1 clients and $245.98 million of assets under management. Among the 7 most similar advisory firms, Mhi Funds has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $245.98 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Mhi Funds doesn't advise any private funds.

Careers at Mhi Funds, LLC

The company employs 35 people that are either part- or full-time employees. 26 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Annemarie Nmn Gilly has been acting as President since 1 Nov 2015. Lowell Glaser Miller has served as the Chief Investment Officer since 1 Nov 2015. Inc. Employee Stock Ownership Trust Miller/Howard Investments joined the executive team most recently as the Trust.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Miller Howard Investments Inc	Managing member	1 Nov 2015	75% - 100%	105800
Lowell Glaser Miller	Chief investment officer	1 Nov 2015	Other	2183374
Paul Andrew Brook	Chief financial officer	1 Nov 2015	Other	3005182
Gerald Willis Wheeler	General counsel and chief compliance officer	1 Nov 2015	Other	2510139
Annemarie Nmn Gilly	President	1 Nov 2015	Other	848725
Annemarie Gilly	President	1 Nov 2015	Other	848725
Charles Michael Atkins	Chief compliance officer	1 May 2018	Other	5234593

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lowell Glaser Miller	Chief investment officer	1 Aug 1988	50% - 75%	2183374
Inc. Employee Stock Ownership Trust Miller/Howard Investments	Trust	1 Nov 2018	75% - 100%	803807247
Spinnaker Trust	Trustee	1 Nov 2018	Other	010513167

Based in Woodstock

The principal office where Mhi Funds, LLC performs its advisory services is located at 10 Dixon Avenue, Woodstock, NY 12498, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 845-679-9166 or by fax 845-679-5862. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at twitter.com/mh_investment.