Three Cities Research, Inc. (New York)

Name: Three Cities Research, Inc.
Address: 37 West 20 Th Street, New York, NY, 10011
Telephone: 212-838-9660

Three Cities Research, Inc. is a large advisory firm based in New York. It manages $105 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Texas.

Three Cities Research provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Three Cities Research: assets under management

The assets under management (AUM) of Three Cities Research, Inc. is $105 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -64% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $105 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $17.5 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Three Cities Research, Inc. for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Three Cities Research, Inc.

John William Uhrig has been acting as President since 1 Apr 2012. Willem F. P. De Vogel joined the executive team most recently as the Secretary, Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Willem F. P. De Vogel	President, chief compliance officer	1 Jun 1982	50% - 75%	6026391
John William Uhrig	Secretary	1 Oct 1995	50% - 75%	6026390
John William Uhrig	President	1 Apr 2012	50% - 75%	6026390
Willem F. P. De Vogel	Secretary, chief compliance officer	1 Apr 2012	50% - 75%	6026391

Based in New York

The principal office where Three Cities Research, Inc. performs its advisory services is located at 37 West 20 Th Street, New York, NY 10011, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-838-9660 or by fax 212-980-1142. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at tcr-ny.com.