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Richard J. Shaker, D.B.A. Shaker Financial Services (Annapolis)


Richard J. Shaker, D.B.A. Shaker Financial Services is a large advisory firm based in Annapolis. It manages $61.85 million of regulatory assets for 317 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of California, District of Columbia, Maryland, New Jersey, and Virginia.

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Richard J. Shaker, D.B.A. Shaker Financial Services provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Richard J. Shaker, D.B.A. Shaker Financial Services: assets under management

The assets under management (AUM) of Richard J. Shaker, D.B.A. Shaker Financial Services is $61.85 million. The firm's AUM has grown by 140% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $60.84 million in discretionary accounts and $1.01 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $196.26 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $144.31 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Richard J. Shaker, D.B.A. Shaker Financial Services for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Annapolis

The principal office where Richard J. Shaker, D.B.A. Shaker Financial Services performs its advisory services is located at 1094 Magothy Circle, Annapolis, MD 21401, which is also the mailing address of the firm. An additional office of the firm is in Sewell, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 410-626-7914 or by fax 410-626-8479. The normal business hours are 0800-1800 on Monday - Friday. You can find more information about the New York firm at none.


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