Silicon Valley Retirement Services, LLC (San Jose)

Name: Silicon Valley Retirement Services, LLC
Address: 2570 N. First St, Second Floor, San Jose, CA, 95131
Telephone: 408-572-5572

Silicon Valley Retirement Services, LLC is a large advisory firm based in San Jose. It manages $582.38 million of regulatory assets for 54 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdiction of California.

Silicon Valley Retirement Services provides pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Silicon Valley Retirement Services: assets under management

The assets under management (AUM) of Silicon Valley Retirement Services, LLC is $582.38 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in investment and business development companies the most. They account for 85% of the total AUM. The second-largest asset type is pooled investment vehicles, which make up 10% of the firm’s portfolio. Investments in cash and cash equivalents form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Silicon Valley Retirement Services, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Silicon Valley Retirement Services serves?

The only and largest group of clients of Silicon Valley Retirement Services is pension and profit sharing plans with 54 clients and $582.38 million of assets under management. Among the 8 most similar advisory firms, Silicon Valley Retirement Services has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $582.38 million for 54 clients. None of the firm’s clients are foreign persons or businesses.

Silicon Valley Retirement Services doesn't advise any private funds.

Careers at Silicon Valley Retirement Services, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Allen Cole	Managing member, chief compliance officer	1 Jul 2010	50% - 75%	2572823
Scott Anthony Keswick	Managing member	1 Jul 2010	50% - 75%	5085738

Based in San Jose

The principal office where Silicon Valley Retirement Services, LLC performs its advisory services is located at 2570 N. First St, Second Floor, San Jose, CA 95131 The mailing address of the firm is 314 Nevada St., Redwood City, CA 94062. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 408-572-5572. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at svretirementservices.com.