R. Lawrence Roth J.D., CPA serves as Independent Director of the Company. Mr. Roth's career has spanned over three decades in which he has been an operator of companies, a dealmaker, a strategic advisor and a successful entrepreneur. R. Roth is currently the Managing Partner of RLR Strategic Partners LLC, a consulting company, a position that he has held since October 2016. Prior to that, from May 2014 to September 2016, Mr. Roth served as Chief Executive Officer of Cetera Financial Group, the nation's second largest network of independent broker-dealers, with over 9,000 financial advisors supporting approximately two million retail clients and over $200 billion in advisory and brokerage assets. Prior to that, from September of 2013 to May of 2014, Mr. Roth as the Chief Executive Officer of Realty Capital Securities, a financial services firm engaged in the independent wealth management business. From January 2006 to September 2013, Mr. Roth was Chief Executive Officer of AIG Advisors Group, one of the largest networks of independent broker-dealers in the country. He started his career as an accountant at Deloitte and Touche, where he become a Certified Public Accountant. Mr. Roth has an undergraduate degree from Michigan State University and a J.D. from the University of Detroit School of Law. He is also a graduate of the Owner/President Management Program at Harvard University's Graduate School of Business Administration. He is a member of the Nominating and Corporate Governance Committee.
As the Independent Director of Oppenheimer Inc, the total compensation of R Roth at Oppenheimer Inc is $209,788. There are 12 executives at Oppenheimer Inc getting paid more, with Robert Steven Lowenthal having the highest compensation of $6,300,000.
R Roth is 62, he's been the Independent Director of Oppenheimer Inc since 2018. There are 5 older and 8 younger executives at Oppenheimer Inc. The oldest executive at Oppenheimer Holdings Inc is A. Winn Oughtred, 77, who is the Independent Director.
R's mailing address filed with the SEC is C/O OPPENHEIMER HOLDINGS INC., 85 BROAD STREET, NEW YORK, NY, 10004.
Over the last 21 years, insiders at Oppenheimer Inc have traded over $4,863,567 worth of Oppenheimer Inc stock and bought 5,007 units worth $81,804 . The most active insiders traders include Morris Goldfarb, Stacy J. Kanter, eDennis P Mc Namara. On average, Oppenheimer Inc executives and independent directors trade stock every 288 days with the average trade being worth of $468,529. The most recent stock trade was executed by Evan Behrens on 19 August 2024, trading 750 units of OPY stock currently worth $38,085.
with more than 3,500 investment professionals located throughout north america, the u.k., israel and asia, oppenheimer is one of the global leaders in the financial community. we provide the resources of a full-service global financial institution and the level of service normally associated with highly focused specialty firms, delivering knowledgeable sector specific, senior-level attention that leads to top quality advice and execution. we offer a broad range of financial services, including wealth management, investment banking and asset management to corporate clients, institutional investors, families and individuals. oppenheimer’s wealth management professionals provide private client services to high net worth individuals throughout the country. with a distribution network of approximately 1,400 financial advisors in over 90 branches, we are one of the largest independent u.s. investment banks on the basis of our number of registered representatives. our investment banking platf
Oppenheimer Inc executives and other stock owners filed with the SEC include: