Ecm U.S. Inc. (Cohasset)

Ecm U.S. Inc. is a large advisory firm based in Cohasset. It manages $552.3 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2015.

Ecm U.S provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ecm U.S: assets under management

The assets under management (AUM) of Ecm U.S. Inc. is $552.3 million. $552.3 million of the total AUM is attributable to clients outside of the United States.

What kind of clients Ecm U.S serves?

The firm provides services to other investment advisers and pooled investment vehicles. The largest group of clients of Ecm U.S is pooled investment vehicles with 3 clients and $552.3 million of assets under management. Among the 12 most similar advisory firms, Ecm U.S has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $552.3 million for 4 clients. 100% of the firm’s clients are foreign persons or businesses.

Ecm U.S also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,658,496.

Careers at Ecm U.S. Inc.

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Agp Gep Iii Limited	Administrative general partner to german equity partners iii l.p.	1 Dec 2005	Other	foreign entity
Axel Eichmeyer	Managing director of ecm equity capital administration gmbh	1 Dec 2005	Other	6007907
Gep Management Gmbh & Co. Kg	Managing general partner to german equity partners iii l.p.	1 Jun 2006	Other	foreign entity
Michel Sacha Yves Davy	Director of agp gep iii ltd.	1 Sep 2008	Other	6037597
Barry Gerald Mcclay	Director of agp gep iii ltd.	1 Jan 2010	Other	6031823
Ecm Equity Capital Administration Gmbh	General partner of german equity partners iv gmbh & co. kg	1 Apr 2014	Other	foreign entity
Christopher Lyons Peisch	Chief compliance officer	1 May 2015	Other	1705250
Ecm Equity Capital Management Gmbh	Shareholder	1 May 2015	75% - 100%	160033
Florian Alexander Kaehler	Managing director of ecm equity capital administration gmbh	1 May 2015	Other	6506798
Florian Alexander Kaehler	Managing director of ecm equity capital administration gmbh	1 Jun 2015	Other	6506798

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Christopher Lyons Peisch	Managing director/shareholder	1 Apr 1999	Other	1705250
Axel Eichmeyer	Managing director/shareholder	1 Jun 2004	75% - 100%	6007907
Ecm Equity Capital Management Gmbh	Shareholder	1 Nov 2005	75% - 100%	160033
Ecm Equity Capital Management Gmbh	Shareholder	1 Dec 2005	75% - 100%	160033
Ecm Equity Capital Administration Gmbh	Gp of gep management gmbh & co. kg	1 Jun 2006	Other	foreign entity
Ecm Equity Capital Management Gmbh	Lp of gep management gmbh & co. kg	1 Jun 2006	75% - 100%	160033

Based in Cohasset

The principal office where Ecm U.S. Inc. performs its advisory services is located at 34 Elm St., Cohasset, MA 02025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-383-6600. The normal business hours are 9am-5pm on Monday - Friday.