Henderson Alternative Investment Advisor Limited (London)


Henderson Alternative Investment Advisor Limited is a large advisory firm based in London. It manages $3.21 billion of regulatory assets for 33 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Connecticut, Iowa, and 7 other states.

Henderson Alternative Investment Advisor Limited provides portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and portfolio management for hedge funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson Alternative Investment Advisor Limited: assets under management

The assets under management (AUM) of Henderson Alternative Investment Advisor Limited is $3.21 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $3.21 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $97.17 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson Alternative Investment Advisor Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson Alternative Investment Advisor Limited

Lesley Elaine Cairney has been acting as President since 1 Jun 2013. Christopher Benjamin Chaloner joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Roger Phillip Yates Chief executive officer 1 Jun 2003 Other 4379840
Nicholas Toby Hiscock Chief financial officer and director 1 Apr 2005 Other 4379698
Shirley Garrood Chief operating officer 1 Nov 2005 Other 4649572
Henderson Global Investors (Holdings) Limited Owner 1 Nov 2005 75% - 100% foriegn entity
Kate Oneil Director 1 Dec 2005 Other 5073139
Iain James Mather Cheif compliance officer 1 Dec 2005 Other 5072972
Brian David Rowe Cheif compliance officer 1 Feb 2006 Other 4742082
Andrew James Formica Ceo 1 Aug 2008 Other 5643802
Andrew James Formica Chief executive officer 1 Nov 2008 Other 5643802
Shirley Garrood Chief financial officer 1 Sep 2009 Other 4649572
Richard Patrick Mcnamara Head of group finance 1 Aug 2011 Other 4489453
Arno Kitts Director of global distribution 1 Aug 2011 Other 5963099
Paul James Graham Managing director 1 Dec 2012 Other 6148438
Yinka Osindero Chief compliance officer 1 May 2013 Other 4377154
Lesley Elaine Cairney Director 1 Jun 2013 Other 6408717
David John Elms Director 1 Jun 2013 Other 6408723
Christopher Benjamin Chaloner Director 1 Feb 2014 Other 6408722

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Henderson Group Plc Shareholder 1 Nov 2005 75% - 100% foreign entity
Hhg Invest Plc Shareholder 1 Nov 2005 75% - 100% foreign entity
Henderson Global Investors (Holdings) Plc Shareholder 1 Nov 2005 75% - 100% foreign entity
Hhg Plc Shareholder 1 Nov 2005 75% - 100% foreign entity
Hgi Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Holdings Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Global Group Limited Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Sep 2009 75% - 100% foreign entity
Henderson Global Investors (Holdings) Limited Shareholder 1 Jul 2010 75% - 100% foreign entity
Henderson Group Plc Shareholder 1 Dec 2012 75% - 100% foreign entity
Henderson Group Holdings Asset Management Limited Shareholder 1 Dec 2012 75% - 100% foreign entity
Hgi Asset Managment Group Limited Shareholder 1 Dec 2012 75% - 100% foreign entity

Based in London

The principal office where Henderson Alternative Investment Advisor Limited performs its advisory services is located at 201 Bishopsgate, London, Ec2 M 3 Ae, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 (0) 207-818-1818 or by fax +44 (0) 207-818-1819. The normal business hours are 09:00 - 17:00 on Monday - Friday. You can find more information about the New York firm at henderson.com.

Registered investment advisers similar to Henderson Alternative Investment Advisor Limited