Thl Managers Vi, LLC (Boston)


Thl Managers Vi, LLC is a large advisory firm based in Boston. It manages $2.41 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Massachusetts.

Thl Managers Vi provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Thl Managers Vi: assets under management

The assets under management (AUM) of Thl Managers Vi, LLC is $2.41 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.41 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $803.16 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Thl Managers Vi, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thl Managers Vi serves?

The only and largest group of clients of Thl Managers Vi is pooled investment vehicles with 3 clients and $2.41 billion of assets under management. Among the 8 most similar advisory firms, Thl Managers Vi has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.41 billion for 3 clients. None of the firm’s clients are foreign persons or businesses.

Thl Managers Vi also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons is $20,000,000 for each fund.

Careers at Thl Managers Vi, LLC

The company employs 111 people that are either part- or full-time employees. 69 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Anthony Joseph Dinovi Co-president; managing director 1 Jan 1993 Other 4448879
Scott Mitchell Sperling Co-president; managing director 1 Sep 1994 Other 4406830
L.P. Thomas H. Lee Partners Managing member 1 Apr 2006 75% - 100% 04-3473822
Shari Hope Wolkon General counsel; managing director 1 Nov 2007 Other 6023717
Charles Patrick Holden Chief financial officer; managing director 1 Jan 2008 Other 6023715
Arthur Broderick Price Chief compliance officer; assistant general counsel 1 Jul 2011 Other 6023716
Todd Martin Abbrecht Managing director 1 Mar 2014 Other 4448888
Thomas Martin Hagerty Managing director 1 Mar 2014 Other 4448875
Seth William Lawry Managing director 1 Mar 2014 Other 1729140
Soren Luther Oberg Managing director 1 Mar 2014 Other 2265201
Kent Raymond Weldon Managing director 1 Mar 2014 Other 1995816

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Great West Lifeco Inc. Sole shareholder 1 May 1986 75% - 100% 98-0422127
Llc Thomas H. Lee Advisors General partner 1 Jun 1999 Other 04-3473820
Great West Lifeco Inc. Sole shareholder 1 Jul 2003 75% - 100% 98-0422127
Great West Investors Lp Member 1 Aug 2007 25% - 50% 26-0622039
Great West Investors Lp Inc. Limited partner 1 Aug 2007 75% - 100% 26-0621883
Great West Investors Gp Inc. General partner 1 Aug 2007 Other 26-0621944
Great West Investors Llc Sole shareholder 1 Aug 2007 75% - 100% 26-0621804
Great West Investors Holdco Inc. Sole member 1 Aug 2007 75% - 100% 26-0621688
Gwl Thl Private Equity I Inc. Sole shareholder 1 Aug 2007 75% - 100% 98-0677115
The Great West Life Assurance Company Shareholder 1 Aug 2007 50% - 75% 98-0000673
The Canada Life Assurance Company Shareholder 1 Aug 2007 25% - 50% 38-0397420
Llc Thl Holdco Managing member 1 Feb 2012 Other 45-4418660

Based in Boston

The principal office where Thl Managers Vi, LLC performs its advisory services is located at 100 Federal Street, Boston, MA 02110 1847, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-227-1050 or by fax 617-227-3514. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at thl.com.