3 Edge Asset Management, LP (Boston)


3 Edge Asset Management, LP is a large advisory firm based in Boston. It manages $896.28 million of regulatory assets for 1,064 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Connecticut, and 28 other states.

3 Edge Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and provide investment models to unaffiliated advisor. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

3 Edge Asset Management: assets under management

The assets under management (AUM) of 3 Edge Asset Management, LP is $896.28 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 725% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $896.28 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $842.37 thousand each.
3 Edge Asset Management has custody of $83.82 million in cash and securities for 67 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay 3 Edge Asset Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients 3 Edge Asset Management serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, pooled investment vehicles, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of 3 Edge Asset Management is high net worth individuals with 303 clients and $289.44 million of assets under management. Among the 8 most similar advisory firms, 3 Edge Asset Management has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $896.28 million for 1,064 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

3 Edge Asset Management also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $500,000 to $1,000,000.

Careers at 3 Edge Asset Management, LP

The company employs 13 people that are either part- or full-time employees. 62 percent of the employees work as investment advisers or researchers. 8 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michael Leo Fay Stephen j. cucchiaro 2012 irrevocable trust 1 Dec 2012 Other 6585064
Paul Joseph Cucchiaro Stephen j. cucchiaro 2012 irrevocable trust 1 Dec 2012 Other 6585069
Llc 3edge Asset Management General Partner General partner 1 Oct 2015 Other 47-5264913
Stephen Joseph Cucchiaro Chief executive officer / limited partner 1 Nov 2015 50% - 75% 2107082
Robert Edwin Phillips Chief technical officer / limited partner 1 Nov 2015 Other 4371874
Defred G Folts Limited partner 1 Nov 2015 Other 2626237
Stephen J. Cucchiaro 2012 Irrevocable Trust Limited partner 1 Nov 2015 Other xxx-xx-xxxx
Kristi Mcdermott Hillyer Chief compliance officer / director of operations 1 Nov 2015 Other 4734449
Michael Leo Fay Stephen j. cucchiaro 2012 irrevocable trust fbo charlotte ames 1 Feb 2016 Other 6585064
Paul Joseph Cucchiaro Stephen j. cucchiaro 2012 irrevocable trust fbo charlotte ames 1 Feb 2016 Other 6585069
Monica Chandra Limited partner 1 Jan 2017 Other 4371882

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Robert Edwin Phillips Manager 1 Dec 2015 Other 4371874
Defred G Folts Manager 1 Dec 2015 Other 2626237
Stephen Joseph Cucchiaro Member & manager 1 Dec 2015 75% - 100% 2107082

Based in Boston

The principal office where 3 Edge Asset Management, LP performs its advisory services is located at One International Place, Boston, MA 02110, which is also the mailing address of the firm. An additional office of the firm is in Irvine, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 844-903-3343. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at 3edgeam.com.