Causey Demgen & Moore P.C. (Denver)


Causey Demgen & Moore P.C. is a large advisory firm based in Denver. It manages $219.77 million of regulatory assets for 329 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Colorado and Texas.

Causey Demgen & Moore P.C provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Causey Demgen & Moore P.C: assets under management

The assets under management (AUM) of Causey Demgen & Moore P.C. is $219.77 million. The firm's AUM has grown by 56% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $213.52 million in discretionary accounts and $6.25 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $847.32 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $81.15 thousand.
Causey Demgen & Moore P.C has custody of $1.5 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in government bonds the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Causey Demgen & Moore P.C. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Thomas John Ruygrok serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Thomas John Ruygrok is high net worth individuals with 73 clients and $213.52 million of assets under management. Among the 8 most similar advisory firms, Causey Demgen & Moore P.C has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $219.77 million for 95 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Causey Demgen & Moore P.C doesn't advise any private funds.

Careers at Causey Demgen & Moore P.C.

The company employs 46 people that are either part- or full-time employees. 11 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Thomas John Ruygrok has been acting as President since 1 Jul 2009. Richard James Fleischman joined the executive team most recently as the Vice President.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paul Frederick Demgen Vice president & chief compliance officer 1 Sep 1986 Other 4384110
Barry Edward Koritza Vice president 1 Dec 1990 Other 4384113
John Richard Connell Vice president 1 Dec 1990 Other 4384115
Donald Douglas Page Vice president 1 Jul 1991 Other 4384117
Douglas Eugene Carlile Vice president 1 Jul 1995 Other 4384118
William Hanes Vincent Vice president 1 Jul 1999 Other 4384120
Cheryl Cowan Walton Vice president 1 Jul 2005 Other 5026016
Donn Lyndall Aggeler Vice president 1 Jul 2006 Other 5211970
Michael Christian Graef Vice president 1 Jul 2006 Other 5211976
Steven Lee Oltmans Vice president 1 Oct 2007 Other 5472667
William Douglas Glasso Vice president 1 Jul 2008 Other 5565172
Thomas John Ruygrok President 1 Jul 2009 Other 4384122
Lyle Anne Martine Vice president 1 Jul 2013 Other 6250149
Nathanael Adam Koch Vice president & chief compliance officer 1 Jul 2013 Other 3142229
Robb Andrew Stone Vice president 1 Jul 2016 Other 4035700
Jamey Lynn Camp Vice president 1 Jul 2017 Other 6936202
Jamey Lynn Camp Cavanaugh Vice president 1 Jul 2017 Other 6936202
Nathanael Adam Koch President & chief compliance officer 1 Jul 2018 Other 3142229
Corey John Zink Vice president 1 Jul 2018 Other 7184671
Robyn Terri Schnetzler Vice president 1 Jul 2018 Other 7184674
Richard James Fleischman Vice president 1 Jun 2019 Other 7184668

Based in Denver

The principal office where Causey Demgen & Moore P.C. performs its advisory services is located at 1099 18 Th Street, Denver, CO 80202 1939, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-296-2229 or by fax 303-296-3731. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at causeycpas.com.