Symetra Investment Services, Inc. (Bellevue)


Symetra Investment Services, Inc. is a large advisory firm based in Bellevue. It manages $334.76 million of regulatory assets for 1,605 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Symetra Investment Services provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for approximately 1,200 clients. On top of advisory services, the firm doesn't engage in other business activities.

Symetra Investment Services: assets under management

The assets under management (AUM) of Symetra Investment Services, Inc. is $334.76 million. The firm's AUM has grown by 99% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $197.12 million in discretionary accounts and $137.64 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $302.8 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $144.27 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Symetra Investment Services, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Symetra Investment Services, Inc.

Allyn David Close has been acting as President since 1 Feb 2003. Inc. John Hancock Financial Network joined the executive team most recently as the Parent Company.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Roger Floyd Harbin Director & senior vice president 1 Feb 1999 Other 2279776
Jacqueline Marie Veneziani Assistant secretary 1 Apr 2000 Other 4191618
Leeanna Grace Kraus Glessing Assistant vice president 1 Oct 2002 Other 2381458
Patrick Bryan Mccormick Director 1 Nov 2002 Other 1916951
Allyn David Close Director 1 Feb 2003 Other 1301793
Bridget Marie Burgess President & chief compliance officer 1 Mar 2004 Other 1570329
Symetra Financial Corporation Shareholder 1 Jul 2004 75% - 100% 20-0978027
George Christopher Pagos Secretary 1 Aug 2004 Other 2230252
Julie Margaret Bodmer Assistant secretary 1 Aug 2004 Other 1801131
Daniel Bryan Schaaf Assistant secretary 1 Aug 2004 Other 2617933
Colleen Mary Murphy Assistant secretary 1 Aug 2004 Other 4842602
Joanne Mauree Salisbury Vice president, controller, treasurer & financial principal 1 Oct 2004 Other 1111712
Michael R Kehoe Assistant secretary 1 Nov 2004 Other 5492193
Michael E. James Assistant secretary 1 Mar 2005 Other 5492626
Joanne Mauree Salisbury Vice president, controller, treasurer, financial principal, & chief compliance officer 1 Aug 2005 Other 1111712
Michael Fintan Murphy Assistant vice president 1 Nov 2005 Other 2907341
Leeanna Grace Kraus Glessing Assistant vice president, treasurer, financial principal 1 Jun 2006 Other 2381458
Laurie Hubbard Vice president 1 Jun 2006 Other 20-0978027
Margaret A. Meister Director 1 Jan 2009 Other xxx-xx-xxxx
Richard Jefferis Lindsay Director 1 Jan 2009 Other 4035861
Margaret A Meister Director 1 Jan 2009 Other xxx-xx-xxxx
Brian Christopher Williams Executive vice president 1 May 2010 Other 4081817
Allyn David Close President 1 Sep 2010 Other 1301793
Bridget Marie Burgess Chief operating officer 1 Sep 2010 Other 1570329
Allyn David Close President and director 1 Oct 2010 Other 1301793
Bridget Marie Burgess Chief operating officer 1 Oct 2010 Other 1570329
George Christopher Pagos Director 1 Oct 2010 Other 2230252
Richard Lavoice Director 1 Oct 2010 Other 1106045
Michael Fintan Murphy Director 1 Jan 2011 Other 2907341
Gregory Lance Gassaway Assistant vice president 1 Jan 2011 Other 5883010
Glenn Allan Black Vice president 1 Feb 2011 Other 4334634
Susan Fowler Oatis Assistant secretary 1 May 2011 Other 5922799
Dennis Michael Noble Assistant secretary 1 May 2011 Other 5922794
Richard Thomas Moran President 1 May 2011 Other 2288850
Jeffrey Stephen Clark Director of finance, financial principal 1 Jul 2011 Other 4974902
Jacqueline Marie Veneziani Secretary 1 Jan 2012 Other 4191618
Jeffrey Stephen Clark Vice president, director of finance, financial principal 1 Mar 2012 Other 4974902
Ryan Jacy Hixon Vice president, chief operating officer 1 Mar 2012 Other 2868818
John E Iii Forrest Vice president, director of business development 1 Mar 2012 Other 1109444
Kimberly Anne Branch Vice president, chief marketing officer 1 Mar 2012 Other 1935509
Thomas David Kowalczyk Vice president, director of advisory services 1 Mar 2012 Other 5630382
Michael Fintan Murphy Vice president 1 Oct 2012 Other 2907341
Michael Eugene James Assistant treasurer 1 Oct 2012 Other 5492626
Margaret A Meister Chairman 1 Oct 2012 Other xxx-xx-xxxx
Suzanne Webb Sainato Director 1 Oct 2012 Other 6127302
Michael Howard Polley Secretary 1 Oct 2012 Other 1064527
Glen Allen Mcrary Vice president 1 Oct 2012 Other 2699954
Inc. John Hancock Financial Network Parent company 1 Oct 2013 75% - 100% 04-3448283
Emil Joseph Jr Aberizk Director 1 Oct 2013 Other 1049525
Abigail Marie Armstrong Secretary/clerk & counsel 1 Oct 2013 Other 1239945
Brian Basil Heapps President & director 1 Oct 2013 Other 1666475
Thomas Joseph Horack Director 1 Oct 2013 Other 861315
Mitchell Andrew Karman Director 1 Oct 2013 Other 2837307
Christopher Maryanopolis Director 1 Oct 2013 Other 3041077
Steven Mr. Moore Treasurer 1 Oct 2013 Other 6124606
Krishna Ramdial Vice president 1 Oct 2013 Other 2433972
Matthew Forrest Rigatti Director 1 Oct 2013 Other 2461646
Frank Joseph Rispoli Director 1 Oct 2013 Other 4364402
John William Suminski Director 1 Oct 2013 Other 6009337
Anthony Maurice Teta Director 1 Oct 2013 Other 4617856

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
John Hancock Subsidiaries Llc Sh 1 Jan 1999 75% - 100% 04-2687223
Manulife Financial Corporation Sh 1 Oct 2004 75% - 100% 98-0361647
John Hancock Financial Corporation Sh 1 Dec 2009 75% - 100% 33-1105152
John Hancock Life Insurance Company (U.S.A.) Sh 1 Dec 2009 75% - 100% 01-0233346
Manufacturers Life Insurance Company Sh 1 Dec 2009 75% - 100% 38-0788610
Manulife Holdings (Alberta) Limited Sh 1 Dec 2009 75% - 100% foreign
The Manufacturers Investment Corporation Sh 1 Dec 2009 75% - 100% 38-3261832

Based in Bellevue

The principal office where Symetra Investment Services, Inc. performs its advisory services is located at 777 108 Th Avenue Ne, Bellevue, WA 98004 The mailing address of the firm is P.O. Box 34695, Seattle, WA 98124 1695. An additional office of the firm is in Missoula, MT. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-469-7667 or by fax 866-532-1364. The normal business hours are 6:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.symetra.com/sis.