Peak6 Advisors LLC (Chicago)


Peak6 Advisors LLC is a large advisory firm based in Chicago. It manages $5.39 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Illinois.

Peak6 Advisors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Peak6 Advisors: assets under management

The assets under management (AUM) of Peak6 Advisors LLC is $5.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5880% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $5.39 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $490.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peak6 Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peak6 Advisors LLC

Gregory John Callegari has been acting as President since 1 Feb 2007. Achievement Holdings Llc joined the executive team most recently as the Holding Company.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Lp Peak6 Investments Member 1 Dec 2005 75% - 100% 36-4166492
L.P. Peak6 Investments Member 1 Dec 2005 75% - 100% 36-4166492
Jennifer Jane Just Managing member peak6 llc, mng mbr, peak6 investmetns, lp, manager peak6 advisors llc 1 Jan 2006 Other 2261444
Matthew Nels Hulsizer Managing member peak6 llc, mng mbr, peak6 investmetns, lp, manager peak6 advisors llc 1 Jan 2006 Other 2311367
Joseph Patrick Just Coo/cco 1 Feb 2006 Other 5095040
Donna Joy Macdonald Chief compliance officer 1 Jul 2006 Other 1178698
Philip Bart Grigus Chief financial officer 1 Aug 2006 Other 4145812
Jennifer Jane Just Co-chairman 1 Feb 2007 Other 2261444
Matthew Nels Hulsizer Co-chairman and chief risk officer 1 Feb 2007 Other 2311367
Robert Aloysius Foley Ceo/cio 1 Feb 2007 Other 2372796
Gregory John Callegari President/coo 1 Feb 2007 Other 1680759
Michael James Rothkopf Principal portfolio manager 1 Aug 2007 Other 2306661
Jay Christian Coppoletta Chief legal officer 1 Feb 2010 Other 6049053
Arthur John Hass Supervising officer 1 Mar 2010 Other 2172376
Joseph Patrick Just Supervising officer 1 Sep 2010 Other 5859890
Joseph Francis Scoby Chief executive officer 1 Jan 2012 Other 2000764
Tomas Hricko Chief operating officer 1 Apr 2012 Other 5906708
Achievement Holdings Llc Holding company 1 Oct 2014 75% - 100% 46-5528467

Indirect Owners

The SEC currently registers 12 indirect owners.

Name Entity Date acquired Ownership Employer ID
Peak6 Llc Managing member 1 Jun 1997 75% - 100% 36-4166488
Jennifer Jane Just Mbr 1 Jun 1997 50% - 75% 2261444
Matthew Nels Hulsizer Mbr 1 Jun 1997 25% - 50% 2311367
Thomas Franc Rubio Member 1 Jul 2007 75% - 100% 1954492
Llc Waterford Holdings Partner 1 Aug 2007 Other 26-0546974
Peak6 Llc General partner 1 Nov 2009 75% - 100% 27-1287116
Jennifer Jane Just Managing member 1 Nov 2009 50% - 75% 2261444
Matthew Nels Hulsizer Managing member 1 Nov 2009 50% - 75% 2311367
Aleph6 Llc Managing general partner 1 Nov 2009 75% - 100% 36-4166488
Scoby Family Gift Trust Member 1 Oct 2014 25% - 50% 36-7595698
Joseph Francis Scoby Manager 1 Oct 2014 50% - 75% 2000764
Joseph F. Scoby Revocable Trust Member 1 Oct 2014 25% - 50% xxx-xx-xxxx

Based in Chicago

The principal office where Peak6 Advisors LLC performs its advisory services is located at 141 W. Jackson Blvd., Chicago, IL 60604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-444-8000 or by fax 312-444-8012. The normal business hours are 8-5 on Monday - Friday.