Tbp Advisors Ltd (Purchase)


Tbp Advisors Ltd is a large advisory firm based in Purchase. It manages $182.65 million of regulatory assets for 163 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, Florida, Illinois, and 4 other states.

Tbp Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tbp Advisors: assets under management

The assets under management (AUM) of Tbp Advisors Ltd is $182.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $182.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.12 million each.
Tbp Advisors has custody of $4.19 million in cash and securities for 22 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tbp Advisors Ltd for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tbp Advisors Ltd

Gerald Dana Levitz has been acting as President since 1 Jan 2000. Thomas Anthony Conte joined the executive team most recently as the S.V.P..

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Gerald Dana Levitz President 1 Jan 2000 75% - 100% 4369061
John Hancock Plunkett President 1 Jan 2000 25% - 50% 1072751
Nicole Janine Pate Chief compliance officer 1 Feb 2004 Other 1446813
James Alexander Douglas Managing director 1 Apr 2005 Other 816680
David Russell Shailer Managing director 1 Apr 2005 Other 419675
Douglas Dennis Ramos S.v.p. 1 Oct 2006 Other 5251007
Thomas Anthony Conte S.v.p. 1 Feb 2007 Other 2202507

Based in Purchase

The principal office where Tbp Advisors Ltd performs its advisory services is located at 287 Bowman Avenue Suite 203, Purchase, NY 10577, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-251-2940 or by fax 914-251-1049. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at tbpadvisors.com.