New China Capital Management, LP (Stamford)


New China Capital Management, LP is a large advisory firm based in Stamford. It manages $552.38 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of Connecticut.

New China Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

New China Capital Management: assets under management

The assets under management (AUM) of New China Capital Management, LP is $552.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -27% since the beginning of its operation, and $552.38 million of the total AUM is attributable to clients outside of the United States.

The firm manages $552.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $184.13 million each.
New China Capital Management has custody of $467.37 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay New China Capital Management, LP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients New China Capital Management serves?

The only and largest group of clients of New China Capital Management is pooled investment vehicles with 3 clients and $552.38 million of assets under management. Among the 11 most similar advisory firms, New China Capital Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $552.38 million for 3 clients. 100% of the firm’s clients are foreign persons or businesses.

New China Capital Management also advises several private funds. Namely, three private equity funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at New China Capital Management, LP

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Paul Steven Wolansky Limited partner, chairman 1 Dec 2008 25% - 50% 6025701
Llc Nccm General partner 1 Dec 2008 Other 27-0899891
Llp Trust Asset Management Limited partner 1 Dec 2008 25% - 50% 138563
Llc Tam China General partner 1 Dec 2008 Other 27-0900231
Anita Ho Eng Controller 1 Jan 2011 Other 2819314
Ognjen Zarko Radic Chief compliance officer 1 Dec 2012 Other 6173546
Paul Steven Wolansky Chairman, president and shareholder of new china capital management corp. (relying adviser) 1 May 2013 50% - 75% 6025701
Selwyn Donald Sussman Shareholder of new china capital management corp. (relying adviser) 1 May 2013 50% - 75% 1937999
Paloma Partners Advisors Lp Limited partner 1 Nov 2014 25% - 50% 66-0595952
Robert James Stillman Chief compliance officer 1 Oct 2108 Other 7086082

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Selwyn Donald Sussman Partner 1 Jan 2001 75% - 100% 1937999
Inc. Capital Asset Management Managing partner 1 Jan 2001 Other 66-0594509
Selwyn Donald Sussman Sole member 1 Dec 2008 75% - 100% 1937999
Paloma Partners Advisors Inc. General partner 1 Oct 2014 Other 66-0594509
Paloma Partners Advisors Inc. General partner 1 Nov 2014 Other 66-0594509
Selwyn Donald Sussman Limited partner 1 Nov 2014 75% - 100% 1937999

Based in Stamford

The principal office where New China Capital Management, LP performs its advisory services is located at One Dock Street, Stamford, CT 06902 5836, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-328-1800 or by fax 203-328-1801. The normal business hours are 9:00 am to 6:00 pm on Monday - Friday. You can find more information about the New York firm at cathay-capital.com.