Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC (New York)


Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC is a large advisory firm based in New York. It manages $1.1 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2014.

Brookfield Asset Mgmt Private Inst Capital Adviser (Credit) provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Brookfield Asset Mgmt Private Inst Capital Adviser (Credit): assets under management

The assets under management (AUM) of Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC is $1.1 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 354% since the beginning of its operation, and $1.09 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.1 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.88 million each.
Brookfield Asset Mgmt Private Inst Capital Adviser (Credit) has custody of $1.1 billion in cash and securities for 8 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Brett Matthew Fox serves?

The only and largest group of clients of Brett Matthew Fox is pooled investment vehicles with 8 clients and $1.1 billion of assets under management. Among the 7 most similar advisory firms, Brookfield Asset Mgmt Private Inst Capital Adviser (Credit) has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.1 billion for 8 clients. 12% of the firm’s clients are foreign persons or businesses.

Brookfield Asset Mgmt Private Inst Capital Adviser (Credit) also advises several private funds. Namely, three hedge funds and two private equity funds. The minimum investment commitment required of non-related persons ranges from $100,000 to $185,000,000.

Careers at Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC

The company employs 259 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Brett Matthew Fox has been acting as President since 1 Feb 2014. Angelo Rufino joined the executive team most recently as the Managing Partner, Brookfield Asset Management Inc..

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Brian Douglas Lawson Senior managing partner & cfo of brookfield asset management inc. 1 Feb 2002 Other 5718636
James Bruce Flatt Senior managing partner & ceo of brookfield asset management inc. 1 Mar 2002 Other 5718634
Jeffrey Miles Blidner Senior managing partner of brookfield asset management inc. 1 Jan 2003 Other 6775294
Barry Stuart Blattman Director, president & treasurer 1 Feb 2014 Other 1790219
Brookfield Private Equity Holdings Llc Member 1 Feb 2014 75% - 100% 46-5153541
Ronald Fisher Dayn Regulatory counsel and chief compliance officer 1 Feb 2014 Other 6257213
Brett Matthew Fox Director 1 Feb 2014 Other 5867947
David Joseph Stalter Director 1 Feb 2014 Other 5867903
Anthony Bavaro Chief operating officer 1 Jun 2014 Other 5783982
David Levenson Director 1 Apr 2015 Other 6628848
Robert Paine Director 1 Apr 2015 Other 6776486
Angelo Rufino Managing partner, brookfield asset management inc. 1 Mar 2018 Other 4882959

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
Brookfield Holdings Canada Inc Shareholder 1 Dec 2002 75% - 100% 10-4644893
Brookfield Us Holdings Inc Shareholder 1 Jan 2003 75% - 100% 51-0344540
Brookfield Asset Management Inc. Shareholder 1 Dec 2012 75% - 100% 98-0521601
Brookfield Us Corporation Member 1 Feb 2014 75% - 100% 51-0344540

Based in New York

The principal office where Brookfield Asset Mgmt Private Inst Capital Adviser (Credit), LLC performs its advisory services is located at Brookfield Place, 250 Vesey Street, New York, NY 10281 1023, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-417-7000 or by fax 212-417-7182. The normal business hours are 9:00-5:00 on Monday - Friday. You can find more information about the New York firm at brookfield.com/.