Asset Strategies, Inc. is a large advisory firm based in Avon. It manages $119.89 million of regulatory assets for 138 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Connecticut, Florida, Massachusetts, and 3 other states.
Asset Strategies provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Asset Strategies, Inc. is $119.89 million. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Asset Strategies, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals and high net worth individuals. The largest group of clients of Connie Ashmore Brezik is high net worth individuals with 45 clients and $83.59 million of assets under management. Among the 9 most similar advisory firms, Asset Strategies has the 4th highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $119.47 million for 137 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Asset Strategies doesn't advise any private funds.
The company employs 10 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Connie Ashmore Brezik has been acting as President since 1 Feb 2002. Diann Elizabeth Mcchesney joined the executive team most recently as the Executive Vice President, Chief Compliance Officer And Secretary.
The principal office where Asset Strategies, Inc. performs its advisory services is located at 80 West Avon Rd., Avon, CT 06001, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 860-673-5500 or by fax 860-675-5505. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at assetstrats.com.